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Director of Compliance, Banking, and Custody

Vestwell
New York, NY
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Content : WHO ARE WE? There are over 30M small businesses in the United ...
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About the job:
States, but only a tiny fraction of them have a workplace savings program in place. As the savings gap in the country widens, it’s imperative that every worker has access to and participates in their company’s savings program, such as a 401(k) or 403(b). We believe that American workers should have easy access to an inexpensive, flexible, and intuitive solution to save for a brighter future. Unfortunately, prior to Vestwell, small businesses have been neglected and underserved, with expensive, inflexible, poorly designed...
Location:
New York, NY
Job Type:
Full-Time
Permanent
Occupation:
Compliance Managers
Career Level / Education:
High school diploma or equivalent
Salary:
Six Figure Jobs (more than $100K)
Certifications / Licenses:
Financial Industry Regulatory Authority
Workkeys
Applied Math
4
Graphic Literacy
5
Workplace Documents
6
apply
Detailed Job Information

Trade Compliance Administrator

Burberry Limited
New York, NY
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To assist in the delivery of the Trade Compliance Strategy and ensure day to ...
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About the job:
day compliance with cross border requirements RESPONSIBILITIES - Advise customs brokers of clearance instructions including commodity codes, PGA requirements, or any specific import requirement/restrictions for any given product. - Key liaison between internal teams and customs brokers to resolve any US or Canada customs clearance issue. - Support global teams with facilitating customs clearance for time sensitive shipments. - Assign accurate US and Canadian HTS codes for Burberry products (primarily apparel,...
Location:
New York, NY
Job Type:
Full-Time
Permanent
Occupation:
Compliance Managers
Career Level / Education:
High school diploma or equivalent
Salary:
Six Figure Jobs (more than $100K)
Certifications / Licenses:
N/A
Workkeys
Applied Math
4
Graphic Literacy
5
Workplace Documents
6
apply
Detailed Job Information

Section Manager, DRI - Compliance

Consolidated Edison Company of New York, Inc.
New York, NY
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Mission Statement - Consolidated Edison Company of New York, Inc. (Con ...
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About the job:
Edison), Orange & Rockland Utilities (O&R), and Consolidated Edison Transmission (CET) employees are required to follow health, safety, and environmental policies, EEO, Standards of Business Conduct, and all other applicable company policy and procedures. We all share a responsibility to advance the company’s mission by excelling at our three corporate priorities – safety of our people and the public, operational excellence in all that we do, and ensuring the best possible customer experience. Core Responsibilities - Con...
Location:
New York, NY
Job Type:
Full-Time
Permanent
Occupation:
Compliance Managers
Career Level / Education:
High school diploma or equivalent
Salary:
Six Figure Jobs (more than $100K)
Certifications / Licenses:
Driver's License
Professional Engineer License
Workkeys
Applied Math
4
Graphic Literacy
5
Workplace Documents
6
apply
Detailed Job Information

PBM Compliance Manager

Elevance Health
New York, NY
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Anticipated End Date: 2024-05-10 Position PBM Compliance Manager Job ...
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About the job:
Description: PBM Compliance Manager Location: Must be within a 50 mile radius of a Pulse Point location. This position will take part in Elevance Health's hybrid workforce strategy which includes virtual work and 1-2 days in office per week. The PBM Compliance Manager is responsible for coordinating pharmacy compliance activities and initiatives across the PBM and the enterprise by maintaining department approved regulatory and legislative compliance plan and implementing effective internal controls.is responsible for...
Location:
New York, NY
Job Type:
Full-Time
Permanent
Occupation:
Compliance Managers
Career Level / Education:
High school diploma or equivalent
Salary:
Six Figure Jobs (more than $100K)
Certifications / Licenses:
N/A
Workkeys
Applied Math
4
Graphic Literacy
5
Workplace Documents
6
apply
Detailed Job Information

Compliance Manager

Elevance Health
New York, NY
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Anticipated End Date: 2024-04-01 Position Compliance Manager Job ...
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About the job:
Description: Location: Elevance Health supports a hybrid workplace model (virtual and in-office) with PulsePoint sites used for collaboration, community, and connection. This includes remote work and 1-2 days in office per week. The Compliance Manager is responsible for managing foundational and strategic compliance responsibilities with consistent excellence that support the team and management. How You Will Make an Impact Primary duties for this managing level position, with moderate to advanced complexity and broad/enterprise...
Location:
New York, NY
Job Type:
Full-Time
Permanent
Occupation:
Compliance Managers
Career Level / Education:
High school diploma or equivalent
Salary:
Six Figure Jobs (more than $100K)
Certifications / Licenses:
N/A
Workkeys
Applied Math
4
Graphic Literacy
5
Workplace Documents
6
apply
Detailed Job Information

Vice President, Corporate Compliance

BlackRock, Inc.
New York, NY
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Description About this role Company: BlackRock Financial Management, Inc. ...
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About the job:
Job Vice President, Corporate Compliance Location: New York, NY Summary of duties: Implement framework and controls enhancements and execute day-to-day operations for the reporting and Compliance Scorecard pillars. Contribute to the build out of an effective compliance data governance, reporting, and analysis program for Enterprise Compliance. Develop an understanding of Compliance processes and the firm’s structure including the business lines to provide insight into the risks identified by management information (MI)...
Location:
New York, NY
Job Type:
Full-Time
Permanent
Occupation:
Compliance Managers
Career Level / Education:
High school diploma or equivalent
Salary:
Six Figure Jobs (more than $100K)
Certifications / Licenses:
N/A
Workkeys
Applied Math
4
Graphic Literacy
5
Workplace Documents
6
apply
Detailed Job Information

Vice President, US Marketing Compliance

BlackRock, Inc.
New York, NY
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Description About this role Business Unit Overview: BlackRock’s Compliance ...
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Summary
About the job:
Department protects BlackRock’s reputation and provides client focused advice. It understands challenges and advises on the impact of regulation in our business, with the objective of: - Actively participating in business decisions to champion our clients’ interests; - Collaborating with the business to position Compliance centrally into their daily work; - Having client interests at the center of everything we do; - Cultivating and enhancing the compliance culture within BlackRock; - Providing thought leadership,...
Location:
New York, NY
Job Type:
Full-Time
Permanent
Occupation:
Compliance Managers
Career Level / Education:
High school diploma or equivalent
Salary:
Six Figure Jobs (more than $100K)
Certifications / Licenses:
Financial Industry Regulatory Authority
Workkeys
Applied Math
4
Graphic Literacy
5
Workplace Documents
6
apply
Detailed Job Information

Compliance Project Management Consultant

Sia Partners
New York, NY
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Sia Partners is a next-generation management consulting firm. We offer a ...
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About the job:
unique blend of AI and design capabilities, augmenting traditional consulting to deliver superior value to our clients. Counting 3,000 consultants in 19 countries, we expect to achieve USD 420 million in turnover for the current fiscal year. With a global footprint and expertise in more than 30 sectors and services, we optimize client projects worldwide. Through our Consulting for Good approach, we strive for next-level impact by developing innovative CSR solutions for our clients, making sustainability a lever for...
Location:
New York, NY
Job Type:
Full-Time
Permanent
Occupation:
Compliance Managers
Career Level / Education:
High school diploma or equivalent
Salary:
Six Figure Jobs (more than $100K)
Certifications / Licenses:
Certified Associate in Project Management
Project Management Professional
Workkeys
Applied Math
4
Graphic Literacy
4
Workplace Documents
5
apply
Detailed Job Information

Application Manager, MAP - Any Finra Location

Financial Industry Regulatory Authority, Inc.
New York, NY
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The Application Manager supervises the membership application process ...
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About the job:
relating to matters filed with FINRA, which includes new and continuing membership applications, materiality consultations, two principal waivers, and membership agreement updates. This is a senior-level professional position supervising examiners and support staff of all levels, defining their assigned roles, increasing their skills, and providing the staff with general guidance. Essential Job Functions: - Actively supervises application staff in the execution of the Department’s risk-based application program of member...
Location:
New York, NY
Job Type:
Full-Time
Permanent
Occupation:
Compliance Managers
Career Level / Education:
High school diploma or equivalent
Salary:
Six Figure Jobs (more than $100K)
Certifications / Licenses:
Financial Industry Regulatory Authority
Workkeys
Applied Math
4
Graphic Literacy
4
Workplace Documents
4
apply
Detailed Job Information

Senior Subaward Officer

Columbia University
New York, NY
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- Job Type: Officer of Administration - Regular/Temporary: Regular - Hours ...
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About the job:
Per Week: 35 - Salary Range: $72,000 - $80,000 The salary of the finalist selected for this role will be set based on a variety of factors, including but not limited to departmental budgets, qualifications, experience, education, licenses, specialty, and training. The above hiring range represents the University's good faith and reasonable estimate of the range of possible compensation at the time of posting. Position Summary Under the supervision of the Associate Director of Contract Negotiations and the Senior...
Location:
New York, NY
Job Type:
Full-Time
Temporary
Occupation:
Compliance Managers
Career Level / Education:
High school diploma or equivalent
Salary:
Six Figure Jobs (more than $100K)
Certifications / Licenses:
N/A
Workkeys
Applied Math
4
Graphic Literacy
4
Workplace Documents
5
apply
Detailed Job Information
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