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Director, Compliance - ESI

National Life Group
Montpelier, VT
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Job Details Description The Director, Compliance reports to the Deputy Chief ...
Details
Summary
About the job:
Compliance Officer. The responsibilities of this role include leading and developing a team managing and performing branch office examinations, managing the Firm’s trade surveillance for both broker-dealer and investment adviser activities, oversee the Firm’s compliance communications, develop and conduct field training, assist with the Firm’s internal controls testing under FINRA Rule 3120 and SEC Rule 206(4)-7 and other projects, as necessary. This position requires approximately 20-25% travel. The incumbent may...
Location:
Montpelier, VT
Job Type:
Full-Time
Permanent
Occupation:
Compliance Managers
Career Level / Education:
High school diploma or equivalent
Salary:
Six Figure Jobs (more than $100K)
Certifications / Licenses:
Certified Fraud Examiner
FINRA Series 7
FINRA Series 51
Certified Facilities Executive
State insurance license
Financial Industry Regulatory Authority
Workkeys
Applied Math
4
Graphic Literacy
5
Workplace Documents
6
apply
Detailed Job Information

Purchasing Specialist

National Life Group
Addison, TX
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Job Details Description Purchasing Specialist Summary The purchasing ...
Details
Summary
About the job:
specialist position is responsible for the creation of purchasing orders for a wide variety of items including, but not limited to: supplies, equipment, components and services consistent with specified levels of quality, delivery and total cost; ensuring that all purchase orders are documented and administered in compliance with corporate procedures and policies. This position maintains relationships with numerous areas within the organizations, vendors and corporate associates. The ideal candidate will have the ability to...
Location:
Addison, TX
Job Type:
Full-Time
Permanent
Occupation:
Purchasing Agents, Except Wholesale, Retail, and Farm Products
Career Level / Education:
High school diploma or equivalent
Salary:
Upper Middle Income Jobs ($50K-$79K)
Certifications / Licenses:
Financial Industry Regulatory Authority
Workkeys
Applied Math
4
Graphic Literacy
4
Workplace Documents
4
apply
Detailed Job Information

Purchasing Specialist

National Life Group
Montpelier, VT
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Job Details Description Purchasing Specialist Summary The purchasing ...
Details
Summary
About the job:
specialist position is responsible for the creation of purchasing orders for a wide variety of items including, but not limited to: supplies, equipment, components and services consistent with specified levels of quality, delivery and total cost; ensuring that all purchase orders are documented and administered in compliance with corporate procedures and policies. This position maintains relationships with numerous areas within the organizations, vendors and corporate associates. The ideal candidate will have the ability to...
Location:
Montpelier, VT
Job Type:
Full-Time
Permanent
Occupation:
Purchasing Agents, Except Wholesale, Retail, and Farm Products
Career Level / Education:
High school diploma or equivalent
Salary:
Upper Middle Income Jobs ($50K-$79K)
Certifications / Licenses:
Financial Industry Regulatory Authority
Workkeys
Applied Math
4
Graphic Literacy
4
Workplace Documents
4
apply
Detailed Job Information

Director, Compliance - ESI

National Life Group
Addison, TX
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Job Details Description The Director, Compliance reports to the Deputy Chief ...
Details
Summary
About the job:
Compliance Officer. The responsibilities of this role include leading and developing a team managing and performing branch office examinations, managing the Firm’s trade surveillance for both broker-dealer and investment adviser activities, oversee the Firm’s compliance communications, develop and conduct field training, assist with the Firm’s internal controls testing under FINRA Rule 3120 and SEC Rule 206(4)-7 and other projects, as necessary. This position requires approximately 20-25% travel. The incumbent may...
Location:
Addison, TX
Job Type:
Full-Time
Permanent
Occupation:
Compliance Managers
Career Level / Education:
High school diploma or equivalent
Salary:
Six Figure Jobs (more than $100K)
Certifications / Licenses:
Certified Fraud Examiner
FINRA Series 7
FINRA Series 51
Certified Facilities Executive
State insurance license
Financial Industry Regulatory Authority
Workkeys
Applied Math
4
Graphic Literacy
5
Workplace Documents
6
apply
Detailed Job Information

Retirement Benefits Analyst

National Life Group
Montpelier, VT
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Job Details Description Retirement Benefits Analyst Position Overview: We ...
Details
Summary
About the job:
are seeking a highly skilled Benefits Analyst to join our team. The Retirement Benefits Analyst will have a strong background in retirement plan administration and compliance. The ideal candidate will possess in-depth knowledge of retirement plans, including 401(k), pension, and other defined contribution and defined benefit plans, as well as a thorough understanding of regulatory compliance requirements. In addition, the successful candidate will also have an understanding of health and welfare benefit plans and...
Location:
Montpelier, VT
Job Type:
Full-Time
Permanent
Occupation:
Compensation, Benefits, and Job Analysis Specialists
Career Level / Education:
Bachelor's degree
Salary:
Upper Middle Income Jobs ($50K-$79K)
Certifications / Licenses:
Financial Industry Regulatory Authority
Certified Employee Benefits Specialist
Occupational Safety & Health Administration Certification
Workkeys
Applied Math
4
Graphic Literacy
4
Workplace Documents
5
apply
Detailed Job Information

Retirement Benefits Analyst

National Life Group
Addison, TX
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Job Details Description Retirement Benefits Analyst Position Overview: We ...
Details
Summary
About the job:
are seeking a highly skilled Benefits Analyst to join our team. The Retirement Benefits Analyst will have a strong background in retirement plan administration and compliance. The ideal candidate will possess in-depth knowledge of retirement plans, including 401(k), pension, and other defined contribution and defined benefit plans, as well as a thorough understanding of regulatory compliance requirements. In addition, the successful candidate will also have an understanding of health and welfare benefit plans and...
Location:
Addison, TX
Job Type:
Full-Time
Permanent
Occupation:
Compensation, Benefits, and Job Analysis Specialists
Career Level / Education:
Bachelor's degree
Salary:
Upper Middle Income Jobs ($50K-$79K)
Certifications / Licenses:
Financial Industry Regulatory Authority
Certified Employee Benefits Specialist
Occupational Safety & Health Administration Certification
Workkeys
Applied Math
4
Graphic Literacy
4
Workplace Documents
5
apply
Detailed Job Information

Team Manager - Annuity - Operations

National Life Group
Montpelier, VT
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Job Details Description Team Manager: Operations Position is located on our ...
Details
Summary
About the job:
Montpelier, Vermont, or Addison, Texas, with a hybrid schedule Summary The Team Manager provides leadership to a team of Case Managers, Replacement Technicians and Policy Support personnel; in addition the Team Manager will partner with the team's distribution partners. The Team Manager must be committed to establishing and sustaining a strong, professional, and focused team engaged in a productive collaboration with the Team’s designated distribution partners. Key Responsibilities - Manage a team in order to provide...
Location:
Montpelier, VT
Job Type:
Full-Time
Permanent
Occupation:
Public Relations Managers
Career Level / Education:
Associate's degree
Salary:
Six Figure Jobs (more than $100K)
Certifications / Licenses:
Financial Industry Regulatory Authority
Workkeys
Applied Math
5
Graphic Literacy
5
Workplace Documents
5
apply
Detailed Job Information

Project Assistant

National Life Group
Montpelier, VT
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Job Details Description Project Assistant - Operations Job Summary: This ...
Details
Summary
About the job:
position provides project & operational support to realize product vision. The responsibilities require a focus on stakeholder needs, rapport building, independent judgment, initiative, intuition in supporting the needs of a rapid paced, customer focused, changing organization. The selected candidate must be able to thrive in supporting interactions with business units, external partners with an aptitude for problem management and solutioning while being creative with supporting a project execution discipline....
Location:
Montpelier, VT
Job Type:
Full-Time
Permanent
Occupation:
Secretaries and Administrative Assistants, Except Legal, Medical, and Executive
Career Level / Education:
High school diploma or equivalent
Salary:
Middle Income Jobs ($30K-$49K)
Certifications / Licenses:
Financial Industry Regulatory Authority
Workkeys
Applied Math
4
Graphic Literacy
4
Workplace Documents
5
apply
Detailed Job Information

Annuity New Business Case Manager

National Life Group
Addison, TX
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Job Details Description Annuity Case Manager at National Life Group June ...
Details
Summary
About the job:
2024 Start Date The Opportunity to Make a Difference Our Annuity Case Managers deliver a superior customer experience to the distribution channels—agent or agencies—by ensuring annuity applications are processed with the speed, accuracy and caring curiosity that gives our customer peace of mind. In additio n to assessing applications, you will empower our customers by providing information, help to resolve application issues, and collaborate with the team to reach our full potential and achieve results. A typical day...
Location:
Addison, TX
Job Type:
Part-Time
Full-Time
Permanent
Occupation:
Insurance Sales Agents
Career Level / Education:
High school diploma or equivalent
Salary:
Middle Income Jobs ($30K-$49K)
Certifications / Licenses:
N/A
Workkeys
Applied Math
N/A
Graphic Literacy
N/A
Workplace Documents
N/A
apply
Detailed Job Information

Hospitality Specialist

National Life Group
Montpelier, VT
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Job Details Description Hospitality Specialist Company Description: National ...
Details
Summary
About the job:
Life Group owns and operates a 12-room, New England style, Bed & Breakfast at its Vermont Campus. A charming lodging establishment, representing the National Life Group brand, we provide the best in hospitality, offering lodging and full-American breakfast. This is a private, corporate establishment, servicing our guests, and occasional events and small meetings. The Guest House serves as the face and first impression of National Life Group, exemplifying National Life Group standards of hospitality, and provides a...
Location:
Montpelier, VT
Job Type:
Part-Time
Full-Time
Permanent
Occupation:
Travel Agents
Career Level / Education:
High school diploma or equivalent
Salary:
Middle Income Jobs ($30K-$49K)
Certifications / Licenses:
Driver's License
Financial Industry Regulatory Authority
Workkeys
Applied Math
4
Graphic Literacy
4
Workplace Documents
4
apply
Detailed Job Information
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