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Director, Compliance - ESI

National Life Group
Montpelier, VT
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Job Details Description The Director, Compliance reports to the Deputy Chief ...
Details
Summary
About the job:
Compliance Officer. The responsibilities of this role include leading and developing a team managing and performing branch office examinations, managing the Firm’s trade surveillance for both broker-dealer and investment adviser activities, oversee the Firm’s compliance communications, develop and conduct field training, assist with the Firm’s internal controls testing under FINRA Rule 3120 and SEC Rule 206(4)-7 and other projects, as necessary. This position requires approximately 20-25% travel. The incumbent may...
Location:
Montpelier, VT
Job Type:
Full-Time
Permanent
Occupation:
Compliance Managers
Career Level / Education:
High school diploma or equivalent
Salary:
Six Figure Jobs (more than $100K)
Certifications / Licenses:
Certified Fraud Examiner
FINRA Series 7
FINRA Series 51
Certified Facilities Executive
State insurance license
Financial Industry Regulatory Authority
Workkeys
Applied Math
4
Graphic Literacy
5
Workplace Documents
6
apply
Detailed Job Information

Director, Compliance - ESI

National Life Group
Addison, TX
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Job Details Description The Director, Compliance reports to the Deputy Chief ...
Details
Summary
About the job:
Compliance Officer. The responsibilities of this role include leading and developing a team managing and performing branch office examinations, managing the Firm’s trade surveillance for both broker-dealer and investment adviser activities, oversee the Firm’s compliance communications, develop and conduct field training, assist with the Firm’s internal controls testing under FINRA Rule 3120 and SEC Rule 206(4)-7 and other projects, as necessary. This position requires approximately 20-25% travel. The incumbent may...
Location:
Addison, TX
Job Type:
Full-Time
Permanent
Occupation:
Compliance Managers
Career Level / Education:
High school diploma or equivalent
Salary:
Six Figure Jobs (more than $100K)
Certifications / Licenses:
Certified Fraud Examiner
FINRA Series 7
FINRA Series 51
Certified Facilities Executive
State insurance license
Financial Industry Regulatory Authority
Workkeys
Applied Math
4
Graphic Literacy
5
Workplace Documents
6
apply
Detailed Job Information

Team Manager - Annuity - Operations

National Life Group
Montpelier, VT
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Job Details Description Team Manager: Operations Position is located on our ...
Details
Summary
About the job:
Montpelier, Vermont, or Addison, Texas, with a hybrid schedule Summary The Team Manager provides leadership to a team of Case Managers, Replacement Technicians and Policy Support personnel; in addition the Team Manager will partner with the team's distribution partners. The Team Manager must be committed to establishing and sustaining a strong, professional, and focused team engaged in a productive collaboration with the Team’s designated distribution partners. Key Responsibilities - Manage a team in order to provide...
Location:
Montpelier, VT
Job Type:
Full-Time
Permanent
Occupation:
Public Relations Managers
Career Level / Education:
Associate's degree
Salary:
Six Figure Jobs (more than $100K)
Certifications / Licenses:
Financial Industry Regulatory Authority
Workkeys
Applied Math
5
Graphic Literacy
5
Workplace Documents
5
apply
Detailed Job Information

Team Manager - Annuity - Operations

National Life Group
Addison, TX
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Job Details Description Team Manager: Operations Position is located on our ...
Details
Summary
About the job:
Montpelier, Vermont, or Addison, Texas, with a hybrid schedule Summary The Team Manager provides leadership to a team of Case Managers, Replacement Technicians and Policy Support personnel; in addition the Team Manager will partner with the team's distribution partners. The Team Manager must be committed to establishing and sustaining a strong, professional, and focused team engaged in a productive collaboration with the Team’s designated distribution partners. Key Responsibilities - Manage a team in order to provide...
Location:
Addison, TX
Job Type:
Full-Time
Permanent
Occupation:
Public Relations Managers
Career Level / Education:
Associate's degree
Salary:
Six Figure Jobs (more than $100K)
Certifications / Licenses:
Financial Industry Regulatory Authority
Workkeys
Applied Math
5
Graphic Literacy
5
Workplace Documents
5
apply
Detailed Job Information

Originator, Commercial Real Estate Bridge Lending

National Life Group
Addison, TX
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Job Details Description THE COMPANY For 175 years, National Life Group ...
Details
Summary
About the job:
(“NLG”) has aimed to keep their promises to provide families stability in good times and in bad. And throughout that history, they have provided peace of mind to those families as they plan their futures. As a mission-driven business, the cause of what they do is as important as the products they sell. And their cause is a very simple one, directed at the people who live and work on America’s Main Streets: “To Do good in our communities and with the individual families we serve.” National Life Capital Management, the...
Location:
Addison, TX
Job Type:
Full-Time
Permanent
Occupation:
Loan Officers
Career Level / Education:
High school diploma or equivalent
Salary:
Six Figure Jobs (more than $100K)
Certifications / Licenses:
Financial Industry Regulatory Authority
Workkeys
Applied Math
4
Graphic Literacy
4
Workplace Documents
5
apply
Detailed Job Information

External Wholesaler ( Spanish Speaking)

National Life Group
Located in Ohio
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Full Time External Wholesaler (Life and Annuity Distribution) Summary Come ...
Details
Summary
About the job:
join one of America’s fastest growing insurance companies. For more than 175 years, National Life Group has aimed to keep its promises to provide families stability in good times and in bad. Throughout our 175 plus years, we have provided peace of mind to those families as they plan their futures. As a mission-driven business, our promises are as important as the products we sell. We are seeking dynamic sales professionals to join our team. In this role, you will be responsible for growing and developing strategic...
Location:
Located in Ohio
Job Type:
Full-Time
Permanent
Occupation:
Insurance Sales Agents
Career Level / Education:
High school diploma or equivalent
Salary:
Six Figure Jobs (more than $100K)
Certifications / Licenses:
Certified Financial Planner
Chartered Life Underwriter
Workkeys
Applied Math
5
Graphic Literacy
5
Workplace Documents
5
apply
Detailed Job Information

IT Senior Director, Domain Head Transformations

National Life Group
Montpelier, VT
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Job Details Description IT Senior Director, Domain Head Transformations ...
Details
Summary
About the job:
Summary: This is an IT leadership role responsible for working hand in hand with Business stakeholders to find creative IT solutions in support of business transformations based on National Life strategic focus areas. This role serves as the single point of contact to the business and drives Business & IT transformations reporting to the CTO. Areas of impact include: - Workflow engines, Rules Management Systems, Process mapping & re-engineering, and Technical integrations - Example implementations: - IVR (Interactive...
Location:
Montpelier, VT
Job Type:
Full-Time
Permanent
Occupation:
Computer and Information Systems Managers
Career Level / Education:
Bachelor's degree
Salary:
Six Figure Jobs (more than $100K)
Certifications / Licenses:
Certified Records Manager
Financial Industry Regulatory Authority
Workkeys
Applied Math
5
Graphic Literacy
5
Workplace Documents
5
apply
Detailed Job Information

Director, Loan & CLO Operations

National Life Group
Addison, TX
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Job Details Description THE COMPANY For 175 years, National Life Group ...
Details
Summary
About the job:
(“NLG”) has aimed to keep their promises to provide families stability in good times and in bad. And throughout that history, they have provided peace of mind to those families as they plan their futures. As a mission-driven business, the cause of what they do is as important as the products they sell. And their cause is a very simple one, directed at the people who live and work on America’s Main Streets: “To Do good in our communities and with the individual families we serve.” National Life Capital Management, the...
Location:
Addison, TX
Job Type:
Full-Time
Permanent
Occupation:
Financial Managers
Career Level / Education:
Bachelor's degree
Salary:
Six Figure Jobs (more than $100K)
Certifications / Licenses:
Financial Industry Regulatory Authority
Workkeys
Applied Math
5
Graphic Literacy
4
Workplace Documents
4
apply
Detailed Job Information

IT Senior Director, Domain Head Transformations

National Life Group
Addison, TX
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Job Details Description IT Senior Director, Domain Head Transformations ...
Details
Summary
About the job:
Summary: This is an IT leadership role responsible for working hand in hand with Business stakeholders to find creative IT solutions in support of business transformations based on National Life strategic focus areas. This role serves as the single point of contact to the business and drives Business & IT transformations reporting to the CTO. Areas of impact include: - Workflow engines, Rules Management Systems, Process mapping & re-engineering, and Technical integrations - Example implementations: - IVR (Interactive...
Location:
Addison, TX
Job Type:
Full-Time
Permanent
Occupation:
Computer and Information Systems Managers
Career Level / Education:
Bachelor's degree
Salary:
Six Figure Jobs (more than $100K)
Certifications / Licenses:
Certified Records Manager
Financial Industry Regulatory Authority
Workkeys
Applied Math
5
Graphic Literacy
5
Workplace Documents
5
apply
Detailed Job Information

Originator, Commercial Real Estate Bridge Lending

National Life Group
Montpelier, VT
Actions
Apply
Save to My Profile
See all jobs from this company
See who you know on LinkedIn
Report this job
Job Details Description THE COMPANY For 175 years, National Life Group ...
Details
Summary
About the job:
(“NLG”) has aimed to keep their promises to provide families stability in good times and in bad. And throughout that history, they have provided peace of mind to those families as they plan their futures. As a mission-driven business, the cause of what they do is as important as the products they sell. And their cause is a very simple one, directed at the people who live and work on America’s Main Streets: “To Do good in our communities and with the individual families we serve.” National Life Capital Management, the...
Location:
Montpelier, VT
Job Type:
Full-Time
Permanent
Occupation:
Loan Officers
Career Level / Education:
High school diploma or equivalent
Salary:
Six Figure Jobs (more than $100K)
Certifications / Licenses:
Financial Industry Regulatory Authority
Workkeys
Applied Math
4
Graphic Literacy
4
Workplace Documents
5
apply
Detailed Job Information
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