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160576 jobs as of 11/10/2019
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Global Financial Crimes Audit Issue Validation - Associate
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Your potential. Your opportunity. Do you want your voice heard and your actions to count? Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), the 5th largest financial group in the world (as ranked by S&P Global, April 2018). In...
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From MUFG
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Date
2019-11-10
Company
MUFG
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Location
New York, NY
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About the job:
Your potential. Your opportunity. Do you want your voice heard and your actions to count? Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), the 5th largest financial group in the world (as ranked by S&P Global, April 2018). In the Americas, we’re 13,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, developing positive relationships built on integrity and respect. It’s part of our culture to put people first, listen to new and diverse ideas and collaborate toward greater innovation, speed and...
Location:
New York, NY
Job Type:
Full-Time
Permanent
Occupation:
Financial Examiners
Salary:
High Income Jobs ($80K-$99K)
Career Level/Education:
Bachelor's degree
Certifications/Licenses:
Financial Industry Regulatory Authority
Certified Anti-Money Laundering Specialist (CAMS)
Preferred WorkKeys®
Applied Math
5
Graphic Literacy
4
Workplace Documents
4

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Compliance, Securities Division Compliance, Monitoring and Surveillance, Analyst
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MORE ABOUT THIS JOB GLOBAL COMPLIANCE Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance. Compliance accomplishes these through the...
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From Goldman Sachs Group, Inc.
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Date
2019-11-10
Company
Goldman Sachs Group, Inc.
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Location
New York, NY
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About the job:
MORE ABOUT THIS JOB GLOBAL COMPLIANCE Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance. Compliance accomplishes these through the firm’s enterprise-wide compliance risk management program. As an independent control function and part of the firm’s second line of defense, Compliance assesses the firm’s compliance, regulatory and reputational risk; monitors for compliance with new or amended laws, rules and regulations; designs and implements controls, policies, procedures and...
Location:
New York, NY
Job Type:
Full-Time
Permanent
Occupation:
Financial Examiners
Salary:
High Income Jobs ($80K-$99K)
Career Level/Education:
Bachelor's degree
Certifications/Licenses:
Financial Industry Regulatory Authority
Preferred WorkKeys®
Applied Math
5
Graphic Literacy
4
Workplace Documents
4

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Examiner - Member Supervision, ROOR
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The Examiner should have an intermediate level of competence in identifying risks, developing regulatory strategies to address those risks, and working with teams to execute these strategies. This is a professional position sharing knowledge,...
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From The Muse
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Date
2019-11-10
Company
FINRA
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Location
New York, NY
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About the job:
The Examiner should have an intermediate level of competence in identifying risks, developing regulatory strategies to address those risks, and working with teams to execute these strategies. This is a professional position sharing knowledge, developing and refining skills, and working under moderate supervision and guidance. Participate in the examinations of assigned member firms; assist in identifying key risks and developing strategies to review such risks; conduct move-the-line and risk reviews, and prepare examination reports while working under moderate supervision. \n\nIdentify...
Location:
New York, NY
Job Type:
Full-Time
Permanent
Occupation:
Financial Examiners
Salary:
High Income Jobs ($80K-$99K)
Career Level/Education:
Bachelor's degree
Certifications/Licenses:
Financial Industry Regulatory Authority
Preferred WorkKeys®
Applied Math
5
Graphic Literacy
4
Workplace Documents
4

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Senior Associate, Compliance & Monitoring
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Senior Associate, Compliance & Monitoring Business Senior Associate, Compliance & Monitoring Requisition Number: 46625 - 64 Function: Advisory Area of Interest: State: NY City: New York Description: Known for being a great place to work and build a...
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From FinancialJobBank.com
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Date
2019-11-10
Company
KPMG
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Location
New York, NY
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About the job:
Senior Associate, Compliance & Monitoring Business Senior Associate, Compliance & Monitoring Requisition Number: 46625 - 64 Function: Advisory Area of Interest: State: NY City: New York Description: Known for being a great place to work and build a career, KPMG provides audit, tax and advisory services for organizations in today's most important industries. Our growth is driven by delivering real results for our clients. It's also enabled by our culture, which encourages individual development, embraces an inclusive environment, rewards innovative excellence and supports our communities. With...
Location:
New York, NY
Job Type:
Full-Time
Permanent
Occupation:
Financial Examiners
Salary:
High Income Jobs ($80K-$99K)
Career Level/Education:
Bachelor's degree
Certifications/Licenses:
Certified Financial Examiner
Certified Anti-Money Laundering Specialist (CAMS)
Certified Fraud Examiner
Preferred WorkKeys®
Applied Math
5
Graphic Literacy
4
Workplace Documents
4

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Head of KYC
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Job Description The KYC lead will liaise between the first and second lines of defense to provide oversight to the KYC program across the Bank. The incumbent serves as a Subject Matter Expert to provide advisory services to the first line in...
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From PostJobFree
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Date
2019-11-10
Company
BANK OF CHINA
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Location
New York, NY
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About the job:
Job Description The KYC lead will liaise between the first and second lines of defense to provide oversight to the KYC program across the Bank. The incumbent serves as a Subject Matter Expert to provide advisory services to the first line in identifying and resolving KYC related issues Job Duties Include but are not limited to: KYC operations: implementation and maintenence of KYC porgram, supoort the first line in defining and clarifying KYC policy standards adn procedures, develop and maintain invetory of KYC related policies and procedures, conduct KYC periodic reviews, perform quality...
Location:
New York, NY
Job Type:
Full-Time
Permanent
Occupation:
Financial Examiners
Salary:
High Income Jobs ($80K-$99K)
Career Level/Education:
Bachelor's degree
Certifications/Licenses:
N/A
Preferred WorkKeys®
Applied Math
5
Graphic Literacy
4
Workplace Documents
4

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Junior/Mid-level Data Analyst with AML
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Job Data Analyst with AML Locations: New York, NY Type: Contract for 6 months Level: Junior to Mid-level experience Non-locals welcome to apply. Our client, a bank in NYC, has an opening for a Data Analyst with AML experience for contract role....
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From Dice
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Date
2019-11-10
Company
TechnoSphere, Inc
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Location
New York, NY
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About the job:
Job Data Analyst with AML Locations: New York, NY Type: Contract for 6 months Level: Junior to Mid-level experience Non-locals welcome to apply. Our client, a bank in NYC, has an opening for a Data Analyst with AML experience for contract role. Qualifications: • 3-6 years experience IT experience • some AML (Anti-Money Laundering) experience • advanced experience in MS Excel Please Apply or send your resume for immediate review. Feel free to call 201-384-7400 x 5102 for inquiries. - provided by Dice Location/Region: New York, NY (10001)
Location:
New York, NY
Job Type:
Full-Time
Contract
Occupation:
Financial Examiners
Salary:
High Income Jobs ($80K-$99K)
Career Level/Education:
Bachelor's degree
Certifications/Licenses:
N/A
Preferred WorkKeys®
Applied Math
5
Graphic Literacy
4
Workplace Documents
4

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Mid-level Banking, Finance and Securities Associate Attorney
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BUIK173128 LOCATION New York - New York City COUNTRY United States Submit Resume New York City office of an AmLaw firm seeks mid-level banking, finance and securities associate attorney with 3+ years of large law firm experience working on...
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From BCG Attorney Search
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Date
2019-11-10
Company
BCG Attorney Search
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Location
New York, NY
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About the job:
BUIK173128 LOCATION New York - New York City COUNTRY United States Submit Resume New York City office of an AmLaw firm seeks mid-level banking, finance and securities associate attorney with 3+ years of large law firm experience working on sophisticated lending transactions. The candidate should have excellent drafting and negotiations skills. Superior academic background is required. A desire for team-work, significant responsibility and client interaction is needed. Associates say that this Vault 20 law firm offers consistently substantive work across all levels of seniority and a collegial...
Location:
New York, NY
Job Type:
Full-Time
Permanent
Occupation:
Financial Examiners
Salary:
High Income Jobs ($80K-$99K)
Career Level/Education:
Bachelor's degree
Certifications/Licenses:
N/A
Preferred WorkKeys®
Applied Math
5
Graphic Literacy
4
Workplace Documents
4

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Global Financial Crimes Audit Issue Validation - Associate
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Description Do you want your voice heard and your actions to count? Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), the 5th largest financial group in the world (as ranked by S&P Global, April 2018). In the Americas, we're...
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From FinancialJobBank.com
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Date
2019-11-09
Company
Mufg Union Bank
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Location
New York, NY
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About the job:
Description Do you want your voice heard and your actions to count? Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), the 5th largest financial group in the world (as ranked by S&P Global, April 2018). In the Americas, we're 13,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, developing positive relationships built on integrity and respect. It's part of our culture to put people first, listen to new and diverse ideas and collaborate toward greater innovation, speed and agility. We're a team that...
Location:
New York, NY
Job Type:
Full-Time
Permanent
Occupation:
Financial Examiners
Salary:
High Income Jobs ($80K-$99K)
Career Level/Education:
Bachelor's degree
Certifications/Licenses:
Financial Industry Regulatory Authority
Certified Anti-Money Laundering Specialist (CAMS)
Preferred WorkKeys®
Applied Math
5
Graphic Literacy
4
Workplace Documents
4

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BSA/AML QC & Testing Associate Director or Director
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Overview: Reporting to either the VP of QC & Testing within BSA/AML, the individual will be responsible for independently conducting complex quality control reviews covering all facets of the Banks BSA/AML, Sanctions, and fraud programs. The...
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From First Republic BANK
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Date
2019-11-09
Company
First Republic BANK
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Location
New York, NY
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About the job:
Overview: Reporting to either the VP of QC & Testing within BSA/AML, the individual will be responsible for independently conducting complex quality control reviews covering all facets of the Banks BSA/AML, Sanctions, and fraud programs. The individual will design and execute the review coverage based on review objectives, risks, and regulatory requirements. - Autonomously, accurately, and effectively conduct BSA/AML, Sanctions, and fraud related quality control reviews across different products and services as well as persons and entities. Reviews include Enterprise level, business or...
Location:
New York, NY
Job Type:
Full-Time
Permanent
Occupation:
Financial Examiners
Salary:
High Income Jobs ($80K-$99K)
Career Level/Education:
Bachelor's degree
Certifications/Licenses:
Certified Internal Auditor
Certified Fraud Examiner
Preferred WorkKeys®
Applied Math
5
Graphic Literacy
4
Workplace Documents
4

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Compliance Consultant 4 - Equity Derivatives Compliance Officer
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Job Description Important Note: During the application process, ensure your contact information (email and phone number) is up to date and upload your current resume prior to submitting your application for consideration. To participate in some...
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From WELLS FARGO & COMPANY
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Date
2019-11-09
Company
Wells Fargo
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Location
New York, NY
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About the job:
Job Description Important Note: During the application process, ensure your contact information (email and phone number) is up to date and upload your current resume prior to submitting your application for consideration. To participate in some selection activities you will need to respond to an invitation. The invitation can be sent by both email and text message. In order to receive text message invitations, your profile must include a mobile phone number designated as “Personal Cell” or “Cellular” in the contact information of your application. At Wells Fargo, we want to satisfy our...
Location:
New York, NY
Job Type:
Full-Time
Permanent
Occupation:
Financial Examiners
Salary:
High Income Jobs ($80K-$99K)
Career Level/Education:
Bachelor's degree
Certifications/Licenses:
Financial Industry Regulatory Authority
Preferred WorkKeys®
Applied Math
5
Graphic Literacy
4
Workplace Documents
4

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Head - Anti-Money Laundering / BSA
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Our client, a major global bank is seeking their Head of AML. The incumbent will be responsible for partnering with the Chief Compliance Officer towards the development and ongoing maintenance of an enterprise-wide BSA/AML/OFAC/CTR program...
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From Ladders
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Date
2019-11-08
Company
Global Bank
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Location
New York, NY
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About the job:
Our client, a major global bank is seeking their Head of AML. The incumbent will be responsible for partnering with the Chief Compliance Officer towards the development and ongoing maintenance of an enterprise-wide BSA/AML/OFAC/CTR program sufficiently robust to address the needs of the institution's complex, U.S. based, technology-centric businesses. The BSA/AML Officer, in a role critical to managing the institution's BSA/AML/OFAC/CTR risk, works closely with the management team. • 10-15 years of relevant experience • At least 7-10 years of relevant experience as a senior BSA/AML/OFAC/CTR...
Location:
New York, NY
Job Type:
Full-Time
Permanent
Occupation:
Financial Examiners
Salary:
High Income Jobs ($80K-$99K)
Career Level/Education:
Bachelor's degree
Certifications/Licenses:
N/A
Preferred WorkKeys®
Applied Math
5
Graphic Literacy
4
Workplace Documents
4

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AML/KYC Analyst
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Summary/Objective: The AML/KYC Analyst ensures that proper CIP/CDD/KYC process are observed by all branches and business units at account inception and conducts reviews for AML transaction monitoring purposes. The AML/KYC Analyst also assists in...
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From eFinancialCareers
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Date
2019-11-08
Company
Twenty Recruitment Group - US
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Location
New York, NY
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About the job:
Summary/Objective: The AML/KYC Analyst ensures that proper CIP/CDD/KYC process are observed by all branches and business units at account inception and conducts reviews for AML transaction monitoring purposes. The AML/KYC Analyst also assists in executing compliance functions of the Bank’s OFAC Program, CTR reporting, CTR exception tracking process and the Bank’s BSA/AML & OFAC systems. Essential Functions : Include the following. Other duties may be assigned. - Review personal and business customers KYC and CIP documentation for accuracy completeness, and compliance with policies and...
Location:
New York, NY
Job Type:
Full-Time
Permanent
Occupation:
Financial Examiners
Salary:
High Income Jobs ($80K-$99K)
Career Level/Education:
Bachelor's degree
Certifications/Licenses:
N/A
Preferred WorkKeys®
Applied Math
5
Graphic Literacy
4
Workplace Documents
4

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Financial Crime Analyst - Finance - New York City
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My client is looking for 2 people to join the KYC team. This is a permanent full time Junior Analyst level role reporting into the VP of KYC Financial Crime Compliance. The ideal candidate would have: - Minimum of 2 years working for a financial...
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From eFinancialCareers
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Date
2019-11-08
Company
Twenty Recruitment Group - US
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Location
New York, NY
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About the job:
My client is looking for 2 people to join the KYC team. This is a permanent full time Junior Analyst level role reporting into the VP of KYC Financial Crime Compliance. The ideal candidate would have: - Minimum of 2 years working for a financial institution - Onboarding new clients - Have dealt with OFAC Sanctions monitoring - Strong communication skills - CAMS certification in preferred My client offers 100% coverage of health/dental insurance. This is a role that allows you to grow your financial crimes AML/BSA experience and be extremely hands-on. To learn more about this opportunity or...
Location:
New York, NY
Job Type:
Full-Time
Permanent
Occupation:
Financial Examiners
Salary:
Upper Middle Income Jobs ($50K-$79K)
Career Level/Education:
Bachelor's degree
Certifications/Licenses:
Certified Anti-Money Laundering Specialist (CAMS)
Preferred WorkKeys®
Applied Math
5
Graphic Literacy
4
Workplace Documents
4

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National Bank Examiner/ Bank Examiner (Analyst to Associate Deputy Comptroller), NB-0570-VI
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National Bank Examiner/ Bank Examiner (Analyst to Associate Deputy Comptroller), NB-0570-VI = ##### Department of the Treasury Office of the Comptroller of the Currency Overview - ##### Open & closing dates 11/07/2019 to 11/21/2019 - ##### Service...
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From USAJOBS
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Date
2019-11-08
Company
Office of the Comptroller of the Currency
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Location
New York, NY
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About the job:
National Bank Examiner/ Bank Examiner (Analyst to Associate Deputy Comptroller), NB-0570-VI = ##### Department of the Treasury Office of the Comptroller of the Currency Overview - ##### Open & closing dates 11/07/2019 to 11/21/2019 - ##### Service Excepted - ##### Pay scale & grade NB 06 - ##### Salary $126,765 to $235,554 per year - ##### Appointment type Permanent - This position is excluded from the bargaining unit. - ##### Work schedule Full-Time Location 1 vacancy in the following location: - New York, NY 1 vacancy ##### Relocation expenses reimbursed Yes Relocation benefits will be paid...
Location:
New York, NY
Job Type:
Part-Time
Full-Time
Permanent
Occupation:
Financial Examiners
Salary:
High Income Jobs ($80K-$99K)
Career Level/Education:
Bachelor's degree
Certifications/Licenses:
Security clearance
Preferred WorkKeys®
Applied Math
5
Graphic Literacy
4
Workplace Documents
4

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Global Financial Crimes Audit Issue Validation - Associate
Quick view
Global Financial Crimes Audit Issue Validation - Associate (10031217-WD) Do you want your voice heard andyour actions to count? Discover your opportunity withMitsubishi UFJ Financial Group (MUFG), the 5th largest financial group in theworld (as...
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From LocalJobNetwork
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Date
2019-11-08
Company
Union BANK
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Location
New York, NY
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About the job:
Global Financial Crimes Audit Issue Validation - Associate (10031217-WD) Do you want your voice heard andyour actions to count? Discover your opportunity withMitsubishi UFJ Financial Group (MUFG), the 5th largest financial group in theworld (as ranked by S&P Global, April 2018). In the Americas, we're 13,000colleagues, striving to make a difference for every client, organization, andcommunity we serve. We stand for our values, developing positive relationshipsbuilt on integrity and respect. It's part of our culture to put people first,listen to new and diverse ideas and collaborate toward...
Location:
New York, NY
Job Type:
Full-Time
Permanent
Occupation:
Financial Examiners
Salary:
High Income Jobs ($80K-$99K)
Career Level/Education:
Bachelor's degree
Certifications/Licenses:
Financial Industry Regulatory Authority
Certified Anti-Money Laundering Specialist (CAMS)
Preferred WorkKeys®
Applied Math
5
Graphic Literacy
4
Workplace Documents
4

Display

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Regulatory Interpretation Analyst - NFRR - Band 5
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: The Regulatory Interpretation Analyst will be part of the enterprise non-financial regulatory reporting (NFRR) group in Chief Data Office (CDO) organization and will play a vital role in documenting regulatory requirements for regulatory...
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From TAOnline
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Date
2019-11-08
Company
Bank Of America
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Location
New York, NY
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About the job:
: The Regulatory Interpretation Analyst will be part of the enterprise non-financial regulatory reporting (NFRR) group in Chief Data Office (CDO) organization and will play a vital role in documenting regulatory requirements for regulatory reporting across enterprise (GBAM, Consumer, GWIM and Control Functions), with a focus on GBAM regulatory reporting in AMRS region. The Regulatory Interpretation Analyst will be responsible for: - Analyzing laws, rules and regulations to determine regulatory reporting requirements and their applicability to BAC - Determining the jurisdictions, legal...
Location:
New York, NY
Job Type:
Part-Time
Full-Time
Permanent
Occupation:
Financial Examiners
Salary:
High Income Jobs ($80K-$99K)
Career Level/Education:
Bachelor's degree
Certifications/Licenses:
N/A
Preferred WorkKeys®
Applied Math
5
Graphic Literacy
4
Workplace Documents
4

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Senior Associate, Compliance & Monitoring
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**Business Title:** Senior Associate, Compliance & Monitoring **Requisition Number:** 46625 - 64 **Function:** Advisory **Area of Interest:** **State:** NY **City:** New York **Description:** Known for being a great place to work and build a...
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From US.jobs
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Date
2019-11-08
Company
KPMG
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Location
New York, NY
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About the job:
**Business Title:** Senior Associate, Compliance & Monitoring **Requisition Number:** 46625 - 64 **Function:** Advisory **Area of Interest:** **State:** NY **City:** New York **Description:** Known for being a great place to work and build a career, KPMG provides audit, tax and advisory services for organizations in today's most important industries. Our growth is driven by delivering real results for our clients. It's also enabled by our culture, which encourages individual development, embraces an inclusive environment, rewards innovative excellence and supports our communities. With...
Location:
New York, NY
Job Type:
Full-Time
Permanent
Occupation:
Financial Examiners
Salary:
High Income Jobs ($80K-$99K)
Career Level/Education:
Bachelor's degree
Certifications/Licenses:
Certified Financial Examiner
Certified Anti-Money Laundering Specialist (CAMS)
Certified Fraud Examiner
Preferred WorkKeys®
Applied Math
5
Graphic Literacy
4
Workplace Documents
4

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FINRA Extern (Unpaid) - OFDMI, Central Review Group
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We Work to Protect Investors. Join our Team.The Externship Program for OFDMI is designed for students who have an interest in securities and regulation. Through this program, externs will achieve an understanding and working knowledge of FINRA's...
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From US.jobs
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Date
2019-11-07
Company
Confidential


Location
New York, NY
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About the job:
We Work to Protect Investors. Join our Team.The Externship Program for OFDMI is designed for students who have an interest in securities and regulation. Through this program, externs will achieve an understanding and working knowledge of FINRA's role and responsibilities in the securities industry with exposure to customer complaints, routine examinations and the new member application process. Examples of the activities in which Externs will participate include: Course Credits: Applicants must earn current course credits for the externship. The number of credit hours is determined by your...
Location:
New York, NY
Job Type:
Full-Time
Permanent
Occupation:
Financial Examiners
Salary:
High Income Jobs ($80K-$99K)
Career Level/Education:
Bachelor's degree
Certifications/Licenses:
Financial Industry Regulatory Authority
Preferred WorkKeys®
Applied Math
5
Graphic Literacy
4
Workplace Documents
4

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KYC Analyst
Quick view
Job Description Opening with our financial client for a Know Your Customer (KYC) Analyst. In this role, you will help to coordinate and track daily transaction activity for AML and fraud identification purposes. Responsibilities - Implement a risk...
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From Professional Diversity Network
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Date
2019-11-07
Company
Oxford Solutions
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Location
New York, NY
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About the job:
Job Description Opening with our financial client for a Know Your Customer (KYC) Analyst. In this role, you will help to coordinate and track daily transaction activity for AML and fraud identification purposes. Responsibilities - Implement a risk based AML and fraud review schedule - Track and escalate questionable fraud items - Ensure that AML and fraud files are in compliance with company policy - Liaise with Compliance and Legal departments and senior management. Requirements - Bachelor's Degree in any field - 3 years of experience in areas of compliance, anti-money laundering,...
Location:
New York, NY
Job Type:
Full-Time
Permanent
Occupation:
Financial Examiners
Salary:
High Income Jobs ($80K-$99K)
Career Level/Education:
Bachelor's degree
Certifications/Licenses:
N/A
Preferred WorkKeys®
Applied Math
5
Graphic Literacy
4
Workplace Documents
4

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Compliance, Compliance Testing Group, Data Control, Analyst/Associate
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MORE ABOUT THIS JOB GLOBAL COMPLIANCE Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm s culture of compliance. Compliance accomplishes these through the firm...
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From Goldman Sachs Group, Inc.
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Date
2019-11-07
Company
The Goldman Sachs Group
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Location
New York, NY
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About the job:
MORE ABOUT THIS JOB GLOBAL COMPLIANCE Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm s culture of compliance. Compliance accomplishes these through the firm s enterprise-wide compliance risk management program. As an independent control function and part of the firm s second line of defense, Compliance assesses the firm s compliance, regulatory and reputational risk; monitors for compliance with new or amended laws, rules and regulations; designs and implements controls, policies, procedures and...
Location:
New York, NY
Job Type:
Full-Time
Permanent
Occupation:
Financial Examiners
Salary:
High Income Jobs ($80K-$99K)
Career Level/Education:
Bachelor's degree
Certifications/Licenses:
N/A
Preferred WorkKeys®
Applied Math
5
Graphic Literacy
4
Workplace Documents
4

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Sr. Compliance Associate (Broker-Dealer)
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Description You are eager to join a dynamic team to help build out the compliance function at the most innovative registered investment adviser and broker-dealer in the world. You’re familiar with the broker-dealer rules and are excited to develop...
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From Betterment
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Date
2019-11-07
Company
Betterment
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Location
New York, NY
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About the job:
Description You are eager to join a dynamic team to help build out the compliance function at the most innovative registered investment adviser and broker-dealer in the world. You’re familiar with the broker-dealer rules and are excited to develop your expertise in the investment advisory / broker-dealer compliance space. You have a business mind, and are always seeking new and better ways to improve practices. You are ready to roll up your sleeves and get to work in a fast paced world where you get to make a real impact! At Betterment you will get to: - Execute on our broker-dealer...
Location:
New York, NY
Job Type:
Full-Time
Permanent
Occupation:
Financial Examiners
Salary:
High Income Jobs ($80K-$99K)
Career Level/Education:
Bachelor's degree
Certifications/Licenses:
Financial Industry Regulatory Authority
FINRA Series 24
FINRA Series 7
Preferred WorkKeys®
Applied Math
5
Graphic Literacy
4
Workplace Documents
4

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AML Compliance Analyst
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Job Description My client is one of the largest Asset Management firms globally, with their headquarters in Midtown NYC. They are seeking an AML Compliance Analyst to join their close-knit team in a 6 month engagement to start, with the potential...
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From Professional Diversity Network
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Date
2019-11-07
Company
Russell Tobin & Associates
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Location
New York, NY
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About the job:
Job Description My client is one of the largest Asset Management firms globally, with their headquarters in Midtown NYC. They are seeking an AML Compliance Analyst to join their close-knit team in a 6 month engagement to start, with the potential of more! Responsibilities: - Document and report the investigation findings and prepare case files for review (e.g. media search results, copies of statements/checks, results from internal system searches etc.) -Responsible for communicating with internal and external entities, members of the sales team and other AML monitoring units. - Collect and...
Location:
New York, NY
Job Type:
Full-Time
Permanent
Occupation:
Financial Examiners
Salary:
High Income Jobs ($80K-$99K)
Career Level/Education:
Bachelor's degree
Certifications/Licenses:
N/A
Preferred WorkKeys®
Applied Math
5
Graphic Literacy
4
Workplace Documents
4

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National Bank Examiner/ Bank Examiner (Analyst to Associate Deputy Comptroller),
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- Duties Summary As an Analyst to Associate Deputy Comptroller (AsDC), you will serve as a resource to the AsDC monitoring performance of the business plan and budget related to financial and human resources for the AsDC, work with other MCBS...
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From LocalJobNetwork
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Date
2019-11-07
Company
Office of the Comptroller of the Currency
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Location
New York, NY
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About the job:
- Duties Summary As an Analyst to Associate Deputy Comptroller (AsDC), you will serve as a resource to the AsDC monitoring performance of the business plan and budget related to financial and human resources for the AsDC, work with other MCBS analysts to coordinate sharing of resources and manage and monitor the work of assigned office support personnel. Midsize & Community Bank Supervision Northeastern District Responsibilities As a National Bank Examiner/Bank Examiner (Analyst to Associate Deputy Comptroller), you will: * Analyze supervision findings and other sources of information to...
Location:
New York, NY
Job Type:
Part-Time
Full-Time
Permanent
Occupation:
Financial Examiners
Salary:
High Income Jobs ($80K-$99K)
Career Level/Education:
Bachelor's degree
Certifications/Licenses:
Security clearance
Preferred WorkKeys®
Applied Math
5
Graphic Literacy
4
Workplace Documents
4

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National Bank Examiner Bank Examiner Analyst To Associate Deputy Comptroller Nb Vi
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(Please follow all instructions carefully) Overview Open & closing dates Opening and closing dates 11/07/2019 to 11/21/2019 Service Excepted Pay scale & grade NB 06 Salary $126,765 to $235,554 per year Appointment type Permanent - This position is...
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From Federal Government Jobs
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Date
2019-11-07
Company
Office of the Comptroller of the Currency
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Location
New York, NY
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About the job:
(Please follow all instructions carefully) Overview Open & closing dates Opening and closing dates 11/07/2019 to 11/21/2019 Service Excepted Pay scale & grade NB 06 Salary $126,765 to $235,554 per year Appointment type Permanent - This position is excluded from the bargaining unit. Work schedule Full-Time Locations 1 vacancy in the following location: New York, NY 1 vacancy Relocation expenses reimbursed Yes Relocation benefits will be paid in accordance with OCC's relocation policy. Free real estate information on job locations is available by calling OCC's relocation management firm at...
Location:
New York, NY
Job Type:
Part-Time
Full-Time
Permanent
Occupation:
Financial Examiners
Salary:
High Income Jobs ($80K-$99K)
Career Level/Education:
Bachelor's degree
Certifications/Licenses:
Security clearance
Preferred WorkKeys®
Applied Math
5
Graphic Literacy
4
Workplace Documents
4

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FINRA Extern (Unpaid) - OFDMI, Central Review Group
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We Work to Protect Investors. Join our Team. The Externship Program for OFDMI is designed for students who have an interest in securities and regulation. Through this program, externs will achieve an understanding and working knowledge of FINRA's...
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From The Muse
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Date
2019-11-07
Company
FINRA
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Location
New York, NY
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About the job:
We Work to Protect Investors. Join our Team. The Externship Program for OFDMI is designed for students who have an interest in securities and regulation. Through this program, externs will achieve an understanding and working knowledge of FINRA's role and responsibilities in the securities industry with exposure to customer complaints, routine examinations and the new member application process. Examples of the activities in which Externs will participate include: Course Credits: Applicants must earn current course credits for the externship. The number of credit hours is determined by your...
Location:
New York, NY
Job Type:
Full-Time
Permanent
Occupation:
Financial Examiners
Salary:
High Income Jobs ($80K-$99K)
Career Level/Education:
Bachelor's degree
Certifications/Licenses:
Financial Industry Regulatory Authority
Preferred WorkKeys®
Applied Math
5
Graphic Literacy
4
Workplace Documents
4

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