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Compliance, Financial Crime Compliance, Product Development, Associate
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is open to start immediately. The analyst/associate will assist in managing and developing compliance projects and technology initiatives for FCC. The analyst/associate will be responsible for developing operational road-maps, defining project...
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From Goldman Sachs Group, Inc.
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Date
2020-04-03
Company
GOLDMAN SACHS
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Location
New York, NY
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About the job:
is open to start immediately. The analyst/associate will assist in managing and developing compliance projects and technology initiatives for FCC. The analyst/associate will be responsible for developing operational road-maps, defining project scopes and outlining corresponding delivery milestones and drafting technology requirements in order to systematically build out workflows and systems. The ideal candidate will have prior experience in AML, covering all aspects of the program including, but not limited to, Know Your Customer and Transaction Monitoring. The ideal candidate will also have...
Location:
New York, NY
Job Type:
Full-Time
Permanent
Occupation:
Financial Examiners
Salary:
High Income Jobs ($80K-$99K)
Career Level/Education:
Bachelor's degree
Certifications/Licenses:
N/A
Preferred WorkKeys®
Applied Math
5
Graphic Literacy
4
Workplace Documents
4

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Compliance Training Analyst
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**Overview** SMBC's Compliance Department, Americas Division is looking to hire a Compliance Training Analyst within thier BSA/AML/OFAC Team. Reporting to the BSA/AML/OFAC Training Director in the Compliance Department, Americas Division, the...
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From US.jobs
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Date
2020-04-03
Company
SMBC
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Location
New York, NY
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About the job:
**Overview** SMBC's Compliance Department, Americas Division is looking to hire a Compliance Training Analyst within thier BSA/AML/OFAC Team. Reporting to the BSA/AML/OFAC Training Director in the Compliance Department, Americas Division, the BSA/AML/OFAC Training Analyst assists with the execution of the BSA/AML/OFAC training program for SMBC's Americas Division. The role is responsible for assisting the BSA/AML/OFAC Training Director with creating and delivering BSA/AML/OFAC training to all relevant employees of the Americas Division. The role also provides subject matter expertise for all...
Location:
New York, NY
Job Type:
Full-Time
Permanent
Occupation:
Financial Examiners
Salary:
High Income Jobs ($80K-$99K)
Career Level/Education:
Bachelor's degree
Certifications/Licenses:
N/A
Preferred WorkKeys®
Applied Math
5
Graphic Literacy
4
Workplace Documents
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National Bank Examiner/Bank Examiner (LB Compliance), NB-0570-V/V.2
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Summary As a National Bank Examiner/Bank Examiner (Large Banks Compliance), you will conduct and assist in the supervision of compliance activities in national banks and carry out national bank supervision objectives. Large Bank SupervisionNew...
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From USAJOBS
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Date
2020-04-03
Company
Office of the Comptroller of the Currency
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Location
New York, NY
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About the job:
Summary As a National Bank Examiner/Bank Examiner (Large Banks Compliance), you will conduct and assist in the supervision of compliance activities in national banks and carry out national bank supervision objectives. Large Bank SupervisionNew York, NY Responsibilities The following are the duties of a National Bank Examiner/Bank Examiner (Large Banks Compliance) at the NB-V Step 2. If you are selected at the NB-V level, you will have the opportunity to learn to perform all these duties and will receive training to help you grow in this position. Serve as bank examiner for compliance...
Location:
New York, NY
Job Type:
Part-Time
Full-Time
Permanent
Occupation:
Financial Examiners
Salary:
High Income Jobs ($80K-$99K)
Career Level/Education:
Bachelor's degree
Certifications/Licenses:
Security clearance
Federal legislation
Preferred WorkKeys®
Applied Math
5
Graphic Literacy
4
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4

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Associate, Financial Crimes & Analytics
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**Business Title:** Associate, Financial Crimes & Analytics **Requisition Number:** 49434 - 64 **Function:** Advisory **Area of Interest:** **State:** NY **City:** New York **Description:** Known for being a great place to work and build a career,...
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From US.jobs
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Date
2020-04-03
Company
KPMG
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Location
New York, NY
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About the job:
**Business Title:** Associate, Financial Crimes & Analytics **Requisition Number:** 49434 - 64 **Function:** Advisory **Area of Interest:** **State:** NY **City:** New York **Description:** Known for being a great place to work and build a career, KPMG provides audit, tax and advisory services for organizations in today's most important industries. Our growth is driven by delivering real results for our clients. It's also enabled by our culture, which encourages individual development, embraces an inclusive environment, rewards innovative excellence and supports our communities. With...
Location:
New York, NY
Job Type:
Full-Time
Permanent
Occupation:
Financial Examiners
Salary:
High Income Jobs ($80K-$99K)
Career Level/Education:
Bachelor's degree
Certifications/Licenses:
N/A
Preferred WorkKeys®
Applied Math
5
Graphic Literacy
4
Workplace Documents
4

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Cantor Fitzgerald: Regulatory Control Group, Analyst
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AVP – Regulatory Control Group The Firm is seeking a Regulatory Control Group Analyst to monitor sales and trading activities and provide real-time support to front office personnel in a fast-paced, high-pressure environment. The Analyst will be...
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From Bgc Partners
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Date
2020-04-02
Company
Bgc Partners
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Location
New York, NY
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About the job:
AVP – Regulatory Control Group The Firm is seeking a Regulatory Control Group Analyst to monitor sales and trading activities and provide real-time support to front office personnel in a fast-paced, high-pressure environment. The Analyst will be conducting oversight of the Firm’s sales and trading business with a focus on either Equities or Fixed Income products. Specific Functions · Manage compliance with applicable sales and trading regulations and monitor adequacy of supervisory controls.Create, modify and review surveillance reports related to front office activities · Conduct delegated...
Location:
New York, NY
Job Type:
Full-Time
Permanent
Occupation:
Financial Examiners
Salary:
High Income Jobs ($80K-$99K)
Career Level/Education:
Bachelor's degree
Certifications/Licenses:
N/A
Preferred WorkKeys®
Applied Math
5
Graphic Literacy
4
Workplace Documents
4

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National Bank Examiner Bank Examiner Asset Management Nb V Step
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(Please follow all instructions carefully) Overview Open & closing dates Opening and closing dates 04/02/2020 to 04/15/2020 Service Excepted Pay scale & grade NB V2 Salary $79,777 to $148,529 per year Appointment type Permanent - This position is...
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From USAJOBS
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Date
2020-04-02
Company
Office of the Comptroller of the Currency
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Location
New York, NY
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About the job:
(Please follow all instructions carefully) Overview Open & closing dates Opening and closing dates 04/02/2020 to 04/15/2020 Service Excepted Pay scale & grade NB V2 Salary $79,777 to $148,529 per year Appointment type Permanent - This position is included in the bargaining unit. Work schedule Full-time Locations 2 vacancies in the following locations: Denver, CO 1 vacancy New York, NY 1 vacancy Relocation expenses reimbursed Yes Relocation benefits will be paid in accordance with OCC's relocation policy. Free real estate information on job locations is available by calling OCC's relocation...
Location:
New York, NY
Job Type:
Part-Time
Full-Time
Permanent
Occupation:
Financial Examiners
Salary:
High Income Jobs ($80K-$99K)
Career Level/Education:
Bachelor's degree
Certifications/Licenses:
Security clearance
Preferred WorkKeys®
Applied Math
5
Graphic Literacy
4
Workplace Documents
4

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Associate Principal Examiner, ANC
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The Associate Principal Examiner should be proficient in identifying risks, developing regulatory strategies to address those risks and supervising teams that execute these strategies at Alternative Net Capital (†ANC†) firms. The Associate...
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From The Muse
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Date
2020-04-02
Company
FINRA
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Location
New York, NY
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About the job:
The Associate Principal Examiner should be proficient in identifying risks, developing regulatory strategies to address those risks and supervising teams that execute these strategies at Alternative Net Capital (†ANC†) firms. The Associate Principal Examiner provides advice to staff and makes decisions in his/her respective area(s) of competence. This is a senior-level professional position leading teams, mentoring, sharing knowledge, advising staff, and working under minimal supervision. Essential Job Functions: - Examine, or when functioning in the capacity of Lead Examiner, manage the...
Location:
New York, NY
Job Type:
Full-Time
Permanent
Occupation:
Financial Examiners
Salary:
High Income Jobs ($80K-$99K)
Career Level/Education:
Bachelor's degree
Certifications/Licenses:
Financial Industry Regulatory Authority
Accounting
Preferred WorkKeys®
Applied Math
5
Graphic Literacy
4
Workplace Documents
4

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Global Financial Crimes: Senior Financial Crimes Advisor for Wealth Management
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Company Profile Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The Firm’s employees serve clients worldwide including...
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From Morgan Stanley
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Date
2020-04-02
Company
Morgan Stanley
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Location
New York, NY
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About the job:
Company Profile Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The Firm’s employees serve clients worldwide including corporations, governments and individuals from more than 1,200 offices in 43 countries. As a market leader, the talent and passion of our people is critical to our success. Together, we share a common set of values rooted in integrity, excellence and strong team ethic. Morgan Stanley can provide a superior foundation for building a professional career – a...
Location:
New York, NY
Job Type:
Full-Time
Permanent
Occupation:
Financial Examiners
Salary:
High Income Jobs ($80K-$99K)
Career Level/Education:
Bachelor's degree
Certifications/Licenses:
Anti-Money Laundering Professional Certification
Preferred WorkKeys®
Applied Math
5
Graphic Literacy
4
Workplace Documents
4

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Global Financial Crimes: Americas Head of GFC Institutional Securities Group (ISG)
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Company Profile Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The Firm’s employees serve clients worldwide including...
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From Morgan Stanley
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Date
2020-04-02
Company
Morgan Stanley
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Location
New York, NY
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About the job:
Company Profile Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The Firm’s employees serve clients worldwide including corporations, governments and individuals from more than 1,200 offices in 43 countries. As a market leader, the talent and passion of our people is critical to our success. Together, we share a common set of values rooted in integrity, excellence and strong team ethic. Morgan Stanley can provide a superior foundation for building a professional career – a...
Location:
New York, NY
Job Type:
Full-Time
Permanent
Occupation:
Financial Examiners
Salary:
High Income Jobs ($80K-$99K)
Career Level/Education:
Bachelor's degree
Certifications/Licenses:
Anti-Money Laundering Professional Certification
Preferred WorkKeys®
Applied Math
5
Graphic Literacy
4
Workplace Documents
4

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Global Financial Crimes: AML Transaction Monitoring Controls IT Manager
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Company Profile Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The Firm’s employees serve clients worldwide including...
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From Morgan Stanley
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Date
2020-04-02
Company
Morgan Stanley
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Location
New York, NY
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About the job:
Company Profile Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The Firm’s employees serve clients worldwide including corporations, governments and individuals from more than 1,200 offices in 43 countries. As a market leader, the talent and passion of our people is critical to our success. Together, we share a common set of values rooted in integrity, excellence and strong team ethic. Morgan Stanley can provide a superior foundation for building a professional career – a...
Location:
New York, NY
Job Type:
Full-Time
Permanent
Occupation:
Financial Examiners
Salary:
High Income Jobs ($80K-$99K)
Career Level/Education:
Bachelor's degree
Certifications/Licenses:
Anti-Money Laundering Professional Certification
Preferred WorkKeys®
Applied Math
5
Graphic Literacy
4
Workplace Documents
4

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Associate Principal Examiner, MAP
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The Senior Examiner has demonstrated a proficient level of competence in identifying risks, developing regulatory strategies to address those risks and managing teams to achieve the goals of the strategies. The Senior Examiner provides advice to...
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From US.jobs
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Date
2020-04-01
Company
Confidential


Location
New York, NY
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About the job:
The Senior Examiner has demonstrated a proficient level of competence in identifying risks, developing regulatory strategies to address those risks and managing teams to achieve the goals of the strategies. The Senior Examiner provides advice to staff with regard to decisions concerning his/her respective area(s) of competence. This is a professional position leading teams, sharing knowledge and advising staff, and working under moderate supervision. Essential Job Functions: - Lead or participate in, and provide guidance and advice with regard to applications for membership, and other...
Location:
New York, NY
Job Type:
Full-Time
Permanent
Occupation:
Financial Examiners
Salary:
High Income Jobs ($80K-$99K)
Career Level/Education:
Bachelor's degree
Certifications/Licenses:
Financial Industry Regulatory Authority
Preferred WorkKeys®
Applied Math
5
Graphic Literacy
4
Workplace Documents
4

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Associate Principal Examiner, Membership Application Program - Triage
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The Associate Principal Examiner has demonstrated a proficient level of competence in identifying risks, developing regulatory strategies to address those risks and managing teams to achieve the goals of the strategies. The Associate Principal...
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From US.jobs
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Date
2020-04-01
Company
Confidential


Location
New York, NY
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About the job:
The Associate Principal Examiner has demonstrated a proficient level of competence in identifying risks, developing regulatory strategies to address those risks and managing teams to achieve the goals of the strategies. The Associate Principal Examiner provides advice to staff and definitive determinations with regard to decisions concerning his/her respective area(s) of competence. This is a senior-level professional position leading teams, mentoring, sharing knowledge and advising staff, and working under minimal supervision. Essential Job Functions: - Lead or participate in, and provide...
Location:
New York, NY
Job Type:
Full-Time
Permanent
Occupation:
Financial Examiners
Salary:
High Income Jobs ($80K-$99K)
Career Level/Education:
Bachelor's degree
Certifications/Licenses:
Financial Industry Regulatory Authority
Preferred WorkKeys®
Applied Math
5
Graphic Literacy
4
Workplace Documents
4

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AML Analyst
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K2 Intelligence is looking for an AML (anti-money laundering) analyst to support engagements in our Regulatory Compliance practice. The candidate will carry out tasks on engagements related to assessments, system implementations, gap analysis,...
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From VentureLoop
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Date
2020-04-01
Company
K2 Intelligence
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Location
New York, NY
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About the job:
K2 Intelligence is looking for an AML (anti-money laundering) analyst to support engagements in our Regulatory Compliance practice. The candidate will carry out tasks on engagements related to assessments, system implementations, gap analysis, project management, look-backs, remediation, process improvement, and tuning and segmentation. Responsibilities: Work on engagements related to Office of Foreign Assets Control (OFAC), USA PATRIOT Act, Bank Secrecy Act (BSA), Know Your Client (KYC), and all other laws, regulations, and requirements designed to establish processes to detect and prevent...
Location:
New York, NY
Job Type:
Full-Time
Permanent
Occupation:
Financial Examiners
Salary:
High Income Jobs ($80K-$99K)
Career Level/Education:
Bachelor's degree
Certifications/Licenses:
N/A
Preferred WorkKeys®
Applied Math
5
Graphic Literacy
4
Workplace Documents
4

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Compliance, Financial Crime Compliance, Product Development, Associate
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Location(s) US-NY-New York Compliance, Financial Crime Compliance, Product Development, Associate Job ID 2019-55616 Schedule Type Full Time Level Associate Function(s) Compliance Region Americas Division Compliance Business Unit Consumer Financial...
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From LocalJobNetwork
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Date
2020-04-01
Company
GOLDMAN SACHS
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Location
New York, NY
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About the job:
Location(s) US-NY-New York Compliance, Financial Crime Compliance, Product Development, Associate Job ID 2019-55616 Schedule Type Full Time Level Associate Function(s) Compliance Region Americas Division Compliance Business Unit Consumer Financial Crime Compl Employment Type Employee MORE ABOUT THIS JOB GLOBAL COMPLIANCE Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance. Compliance accomplishes these through the firm’s enterprise-wide compliance risk management program. As an...
Location:
New York, NY
Job Type:
Full-Time
Permanent
Occupation:
Financial Examiners
Salary:
High Income Jobs ($80K-$99K)
Career Level/Education:
Bachelor's degree
Certifications/Licenses:
Accounting
Preferred WorkKeys®
Applied Math
5
Graphic Literacy
4
Workplace Documents
4

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Examination Specialist It Cg
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(Please follow all instructions carefully) Overview Open & closing dates Opening and closing dates 04/01/2020 to 04/14/2020 Service Competitive Pay scale & grade CG 13 - 14 Salary $112,090 to $228,104 per year Appointment type Temporary Promotion...
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From Federal Government Jobs
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Date
2020-04-01
Company
Federal Deposit Insurance Corporation
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Location
New York, NY
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About the job:
(Please follow all instructions carefully) Overview Open & closing dates Opening and closing dates 04/01/2020 to 04/14/2020 Service Competitive Pay scale & grade CG 13 - 14 Salary $112,090 to $228,104 per year Appointment type Temporary Promotion Work schedule Full-Time Locations 1 vacancy in the following locations: Braintree, MA New York, NY Relocation expenses reimbursed Yes Relocation is authorized if temporary promotion is extended beyond one year or made permanent. Telework eligible Yes as determined by agency policy This job is open to Internal to an agency Current federal employees of...
Location:
New York, NY
Job Type:
Part-Time
Full-Time
Permanent
Temporary
Occupation:
Financial Examiners
Salary:
High Income Jobs ($80K-$99K)
Career Level/Education:
Bachelor's degree
Certifications/Licenses:
Security clearance
Accounting
Preferred WorkKeys®
Applied Math
5
Graphic Literacy
4
Workplace Documents
4

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Examination Specialist (IT), CG-570-13/14
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- Duties Help Help Duties Summary This position is located in the Division of Risk Management Supervision, at either the Boston Area Office, Braintree, MA or the New York Regional Office, New York City, NY of the Federal Deposit Insurance...
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From USAJOBS
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Date
2020-04-01
Company
Federal Deposit Insurance Corporation
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Location
New York, NY
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About the job:
- Duties Help Help Duties Summary This position is located in the Division of Risk Management Supervision, at either the Boston Area Office, Braintree, MA or the New York Regional Office, New York City, NY of the Federal Deposit Insurance Corporation and provides support in the areas of IT examination. Additional selections may be made from this vacancy announcement to fill identical vacancies that occur subsequent to this announcement. Learn more about this agency Responsibilities Reviews IT examination reports and related correspondence for substance to insure the report conclusions are...
Location:
New York, NY
Job Type:
Part-Time
Full-Time
Permanent
Temporary
Occupation:
Financial Examiners
Salary:
High Income Jobs ($80K-$99K)
Career Level/Education:
Bachelor's degree
Certifications/Licenses:
Security clearance
Accounting
Preferred WorkKeys®
Applied Math
5
Graphic Literacy
4
Workplace Documents
4

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Senior Consultant - Technology & Financial Crimes
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Senior Consultant - Technology & Financial Crimes 40 Rector St, New York, NY 10006, USA Full-time Company Description Sia Partners is a next generation consulting firm focused on delivering superior value and tangible results to its clients as they...
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From aboutjobs.com
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Date
2020-04-01
Company
Sia Partners
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Location
New York, NY
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About the job:
Senior Consultant - Technology & Financial Crimes 40 Rector St, New York, NY 10006, USA Full-time Company Description Sia Partners is a next generation consulting firm focused on delivering superior value and tangible results to its clients as they navigate the digital revolution. With over 1,650 consultants in 16 countries, we will generate an annual turnover of USD 300 million for the current fiscal year. Our global footprint and our expertise in more than 30 sectors and services allow us to enhance our clients' businesses worldwide. We guide their projects and initiatives in strategy,...
Location:
New York, NY
Job Type:
Full-Time
Permanent
Occupation:
Financial Examiners
Salary:
High Income Jobs ($80K-$99K)
Career Level/Education:
Bachelor's degree
Certifications/Licenses:
N/A
Preferred WorkKeys®
Applied Math
5
Graphic Literacy
4
Workplace Documents
4

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Regulatory Interpretation Analyst - NFRR - Band 5
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Job Description:The Regulatory Interpretation Analyst will be part of the enterprise non-financial regulatory reporting (NFRR) group in Chief Data Office (CDO) organization and will play a vital role in documenting regulatory requirements for...
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From Cybersec Jobs
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Date
2020-04-01
Company
Bank Of America
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Location
New York, NY
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About the job:
Job Description:The Regulatory Interpretation Analyst will be part of the enterprise non-financial regulatory reporting (NFRR) group in Chief Data Office (CDO) organization and will play a vital role in documenting regulatory requirements for regulatory reporting across enterprise (GBAM, Consumer, GWIM and Control Functions), with a focus on GBAM regulatory reporting in AMRS region.The Regulatory Interpretation Analyst will be responsible for:Analyzing laws, rules and regulations to determine regulatory reporting requirements and their applicability to BACDetermining the jurisdictions, legal...
Location:
New York, NY
Job Type:
Part-Time
Full-Time
Permanent
Occupation:
Financial Examiners
Salary:
High Income Jobs ($80K-$99K)
Career Level/Education:
Bachelor's degree
Certifications/Licenses:
N/A
Preferred WorkKeys®
Applied Math
5
Graphic Literacy
4
Workplace Documents
4

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Principal Examiner, T&E Fixed Income
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The Principal Examiner conducts examinations of a somewhat complex nature of unusual market activity for evidence of violations of applicable federal securities laws and SRO rules and regulations. This is a competent-level professional which is...
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From US.jobs
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Date
2020-03-31
Company
Confidential


Location
New York, NY
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About the job:
The Principal Examiner conducts examinations of a somewhat complex nature of unusual market activity for evidence of violations of applicable federal securities laws and SRO rules and regulations. This is a competent-level professional which is fulfilling their assigned roles, applying their job skills, and working under available supervision. Position also supports the Market Regulation mission and goals through leadership of departmental planning teams, significant regulatory initiatives, special investigative projects and training. Essential Job Functions: - Routinely examine trading for...
Location:
New York, NY
Job Type:
Full-Time
Permanent
Occupation:
Financial Examiners
Salary:
High Income Jobs ($80K-$99K)
Career Level/Education:
Bachelor's degree
Certifications/Licenses:
Financial Industry Regulatory Authority
Preferred WorkKeys®
Applied Math
5
Graphic Literacy
4
Workplace Documents
4

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Associate Principal Examiner, T&E Equities/Options
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The Associate Principal Examiner conducts routine review and investigations of a somewhat complex nature of unusual market activity for evidence of violations of applicable federal securities laws and FINRA rules and regulations. This is...
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From US.jobs
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Date
2020-03-31
Company
Confidential


Location
New York, NY
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About the job:
The Associate Principal Examiner conducts routine review and investigations of a somewhat complex nature of unusual market activity for evidence of violations of applicable federal securities laws and FINRA rules and regulations. This is competent-level professional work in which incumbents are fulfilling their assigned roles, applying their job skills, and working under available supervision. Essential Job Functions: - Routinely analyzes trading activity in area of primary responsibility for indications of potential violative activity. - Conducts routine reviews and investigations into...
Location:
New York, NY
Job Type:
Full-Time
Permanent
Occupation:
Financial Examiners
Salary:
High Income Jobs ($80K-$99K)
Career Level/Education:
Bachelor's degree
Certifications/Licenses:
Financial Industry Regulatory Authority
Preferred WorkKeys®
Applied Math
5
Graphic Literacy
4
Workplace Documents
4

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AML Transaction Monitoring & KYC Consultant
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A Foreign Bank located in NYC is currently growing their Financial Crime Compliance function and looking for several industry professionals to join the team. The teams will be focusing on several AML/KYC projects for an on-going period of time....
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From eFinancialCareers
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Date
2020-03-31
Company
Hamlyn Williams
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Location
New York, NY
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About the job:
A Foreign Bank located in NYC is currently growing their Financial Crime Compliance function and looking for several industry professionals to join the team. The teams will be focusing on several AML/KYC projects for an on-going period of time. Consultants will have the opportunity to convert to full-time after 6-12 months. The bank has much work to be done, in which overtime will be available for anyone working over 40 hours a week. Job Description - Work on projects related to BSA, OFAC, KYC and USA PATRIOT Act- and all other laws, regulations, and requirements designed to establish...
Location:
New York, NY
Job Type:
Full-Time
Contract
Occupation:
Financial Examiners
Salary:
High Income Jobs ($80K-$99K)
Career Level/Education:
Bachelor's degree
Certifications/Licenses:
N/A
Preferred WorkKeys®
Applied Math
5
Graphic Literacy
4
Workplace Documents
4

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Principal Examiner, T&E Fixed Income
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The Principal Examiner conducts examinations of a somewhat complex nature of unusual market activity for evidence of violations of applicable federal securities laws and SRO rules and regulations. This is a competent-level professional which is...
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From VelvetJobs
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Date
2020-03-31
Company
Financial Industry Regulatory Authority (FINRA)
View company profile

Location
New York, NY
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About the job:
The Principal Examiner conducts examinations of a somewhat complex nature of unusual market activity for evidence of violations of applicable federal securities laws and SRO rules and regulations. This is a competent-level professional which is fulfilling their assigned roles, applying their job skills, and working under available...
Location:
New York, NY
Job Type:
Full-Time
Permanent
Occupation:
Financial Examiners
Salary:
High Income Jobs ($80K-$99K)
Career Level/Education:
Bachelor's degree
Certifications/Licenses:
N/A
Preferred WorkKeys®
Applied Math
5
Graphic Literacy
4
Workplace Documents
4

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Associate Principal Examiner, ANC
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The Associate Principal Examiner should be proficient in identifying risks, developing regulatory strategies to address those risks and supervising teams that execute these strategies at Alternative Net Capital (“ANC”) firms. The Associate...
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From VelvetJobs
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Date
2020-03-31
Company
Financial Industry Regulatory Authority (FINRA)
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Location
New York, NY
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About the job:
The Associate Principal Examiner should be proficient in identifying risks, developing regulatory strategies to address those risks and supervising teams that execute these strategies at Alternative Net Capital (“ANC”) firms. The Associate Principal Examiner provides advice to staff and makes decisions in his/her respective area(s)...
Location:
New York, NY
Job Type:
Full-Time
Permanent
Occupation:
Financial Examiners
Salary:
High Income Jobs ($80K-$99K)
Career Level/Education:
Bachelor's degree
Certifications/Licenses:
N/A
Preferred WorkKeys®
Applied Math
5
Graphic Literacy
4
Workplace Documents
4

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Supervisory NBE/BE (LB Team Lead) with emphasis in Capital Markets, NB-570-VII
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- Duties Summary As a Supervisory NBE/ BE (Large Bank Team Lead) with emphasis in Capital Markets, you will serve as an advisor to the Examiner-in-Charge, Deputy Comptroller for Large Bank Supervision, and for the field examining staff. Oversees...
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From USAJOBS
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Date
2020-03-31
Company
Office of the Comptroller of the Currency
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Location
New York, NY
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About the job:
- Duties Summary As a Supervisory NBE/ BE (Large Bank Team Lead) with emphasis in Capital Markets, you will serve as an advisor to the Examiner-in-Charge, Deputy Comptroller for Large Bank Supervision, and for the field examining staff. Oversees supervision and risk assessment of Capital Markets and/or Credit activities. Large Bank Supervision New York, NY Responsibilities As a Supervisory National Bank Examiner/ Bank Examiner (Large Bank Team Lead) with emphasis in Capital Markets, you will: - Oversee supervision and risk assessment of activities and supervisory efforts that involve complex...
Location:
New York, NY
Job Type:
Part-Time
Full-Time
Permanent
Occupation:
Financial Examiners
Salary:
High Income Jobs ($80K-$99K)
Career Level/Education:
Bachelor's degree
Certifications/Licenses:
Security clearance
Preferred WorkKeys®
Applied Math
5
Graphic Literacy
4
Workplace Documents
4

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WorkKeys®

Supervisory Nbe Be Lb Team Lead With Emphasis In Capital Markets Nb Vii
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(Please follow all instructions carefully) Overview Open & closing dates Opening and closing dates 03/31/2020 to 04/14/2020 Service Excepted Pay scale & grade NB 07 Salary $168,676 to $270,300 per year Appointment type Permanent - This position is...
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From Federal Government Jobs
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Date
2020-03-31
Company
Office of the Comptroller of the Currency
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Location
New York, NY
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About the job:
(Please follow all instructions carefully) Overview Open & closing dates Opening and closing dates 03/31/2020 to 04/14/2020 Service Excepted Pay scale & grade NB 07 Salary $168,676 to $270,300 per year Appointment type Permanent - This position is excluded from the bargaining unit. Work schedule Full-Time Locations FEW vacancies in the following location: New York, NY Relocation expenses reimbursed Yes Relocation benefits will be paid in accordance with OCC's relocation policy. Free real estate information on job locations is available by calling OCC's relocation management firm at...
Location:
New York, NY
Job Type:
Part-Time
Full-Time
Permanent
Occupation:
Financial Examiners
Salary:
High Income Jobs ($80K-$99K)
Career Level/Education:
Bachelor's degree
Certifications/Licenses:
Security clearance
Preferred WorkKeys®
Applied Math
5
Graphic Literacy
4
Workplace Documents
4

Display

Recommended

WorkKeys®

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