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154749 jobs as of 1/19/2020
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Compliance Consultant
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The main responsibilities of this position include, but not limited to conducting case reviews on intermediary wire transaction monitoring and assisting the BSA/OFAC Officer and managers in carrying out daily BSA/AML/OFAC tasks assigned to...
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From eFinancialCareers
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Date
2019-12-11
Company
Hamlyn Williams
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Location
New York, NY
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About the job:
The main responsibilities of this position include, but not limited to conducting case reviews on intermediary wire transaction monitoring and assisting the BSA/OFAC Officer and managers in carrying out daily BSA/AML/OFAC tasks assigned to Compliance Department. RESPONSIBILITIES: - Maintain sufficient knowledge of BSA/AML/OFAC regulations; - Participate in internal or external BSA/AML/OFAC related training; - Conduct case reviews on intermediary wire transaction and maintain proper documentation; - Prepare and present investigation cases to SAR Committee; - Conducting reviews on other...
Location:
New York, NY
Job Type:
Full-Time
Contract
Occupation:
Financial Examiners
Salary:
High Income Jobs ($80K-$99K)
Career Level/Education:
Bachelor's degree
Certifications/Licenses:
N/A
Preferred WorkKeys®
Applied Math
5
Graphic Literacy
4
Workplace Documents
4

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KYC Analyst
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Job Description The Know Your Client (KYC) Operator role focuses on client onboarding (COB) and exceptions in line with regulatory standards and jurisdictions. The KYC Operator provides regular communication to senior Bank stakeholders on changes...
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From Axelon
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Date
2019-12-31
Company
Axelon
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Location
New York, NY
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About the job:
Job Description The Know Your Client (KYC) Operator role focuses on client onboarding (COB) and exceptions in line with regulatory standards and jurisdictions. The KYC Operator provides regular communication to senior Bank stakeholders on changes in KYC, Anti Money Laundering ('AML') and Anti Financial Crime ('AFC') areas and ensures any changes required are implemented with minimum disruptions. The KYC Operator also assists the Bank's clients, managing all KYC and account opening requirements with appropriate governance and controls. They operate in an environment of strict adherence to...
Location:
New York, NY
Job Type:
Full-Time
Contract
Occupation:
Financial Examiners
Salary:
High Income Jobs ($80K-$99K)
Career Level/Education:
Bachelor's degree
Certifications/Licenses:
N/A
Preferred WorkKeys®
Applied Math
5
Graphic Literacy
4
Workplace Documents
4

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Compliance Analyst
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International Bank has immediate opening for consultant who has worked in compliance and is highly organized and attentive to detail Control Room: - Obtain ISIN s from Bloomberg to add the applicable the securities to our Watch List and/or...
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From Dice
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Date
2019-12-26
Company
The Caldwell Group
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Location
New York, NY
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About the job:
International Bank has immediate opening for consultant who has worked in compliance and is highly organized and attentive to detail Control Room: - Obtain ISIN s from Bloomberg to add the applicable the securities to our Watch List and/or Restricted List ( WL/RL ). - Run ad-hoc searches in Bloomberg to obtain all the affiliates of a particular company. - Periodically download the most recent WL/RL from STAR Compliance and compare it against the most recent Paris WL/RL upload to make sure anything that s active is not missing in STAR (This can be done using a VLOOKUP or other formula to make...
Location:
New York, NY
Job Type:
Full-Time
Contract
Occupation:
Financial Examiners
Salary:
High Income Jobs ($80K-$99K)
Career Level/Education:
Bachelor's degree
Certifications/Licenses:
N/A
Preferred WorkKeys®
Applied Math
5
Graphic Literacy
4
Workplace Documents
4

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Compliance Tester (contract)
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**Overview** Compliance Testing - Limited Duration SMBC Nikko Securities America, Inc. is a member of the Sumitomo Mitsui Financial Group, one of the world's largest global financial institutions. Based in New York City, we provide financial...
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From US.jobs
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Date
2020-01-17
Company
SMBC
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Location
New York, NY
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About the job:
**Overview** Compliance Testing - Limited Duration SMBC Nikko Securities America, Inc. is a member of the Sumitomo Mitsui Financial Group, one of the world's largest global financial institutions. Based in New York City, we provide financial products and services to institutional clients, focusing on North America and Latin America. The firm is an SEC registered securities broker-dealer and member of the Financial Industry Regulatory Authority (FINRA) and the Municipal Securities Rulemaking Board (MSRB). We are seeking an experienced and motivated individual to perform compliance testing for...
Location:
New York, NY
Job Type:
Full-Time
Contract
Occupation:
Financial Examiners
Salary:
Middle Income Jobs ($30K-$49K)
Career Level/Education:
Bachelor's degree
Certifications/Licenses:
Financial Industry Regulatory Authority
Accounting
Preferred WorkKeys®
Applied Math
5
Graphic Literacy
4
Workplace Documents
4

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KYC Analyst
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KYC Analyst Job Number: 19-11228 Help drive change! Eclaro is looking for an KYC Analyst for our client in New York, NY . Eclaro’s client is a leading global bank stimulating change and innovation in the industry by offering top-notch financial...
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From Eclaro International, Inc.
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Date
2020-01-17
Company
eclaro
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Location
New York, NY
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About the job:
KYC Analyst Job Number: 19-11228 Help drive change! Eclaro is looking for an KYC Analyst for our client in New York, NY . Eclaro’s client is a leading global bank stimulating change and innovation in the industry by offering top-notch financial products and services for a wide-range of clients worldwide. If you’re up to the challenge, then take a chance at this rewarding opportunity! Position Overview : Focuses on client onboarding (COB) and exceptions in line with regulatory standards and jurisdictions Provides regular communication to senior Bank stakeholders on changes in KYC, Anti Money...
Location:
New York, NY
Job Type:
Full-Time
Contract
Occupation:
Financial Examiners
Salary:
High Income Jobs ($80K-$99K)
Career Level/Education:
Bachelor's degree
Certifications/Licenses:
N/A
Preferred WorkKeys®
Applied Math
5
Graphic Literacy
4
Workplace Documents
4

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Compliance Tester (contract)
Quick view
Overview Compliance Testing - Limited Duration SMBC Nikko Securities America, Inc. is a member of the Sumitomo Mitsui Financial Group, one of the world's largest global financial institutions. Based in New York City, we provide financial products...
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From VelvetJobs
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Date
2020-01-16
Company
Sumitomo Mitsui Financial Group
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Location
New York, NY
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About the job:
Overview Compliance Testing - Limited Duration SMBC Nikko Securities America, Inc. is a member of the Sumitomo Mitsui Financial Group, one of the world's largest global financial institutions. Based in New York City, we provide financial products and services to institutional clients, focusing on North America and Latin America.
Location:
New York, NY
Job Type:
Full-Time
Contract
Occupation:
Financial Examiners
Salary:
Upper Middle Income Jobs ($50K-$79K)
Career Level/Education:
Bachelor's degree
Certifications/Licenses:
N/A
Preferred WorkKeys®
Applied Math
5
Graphic Literacy
4
Workplace Documents
4

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Compliance Analyst
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Primary responsibilities include: • Monitor and ensure compliance with various consumer laws and regulations in accordance with the Bank’s Compliance Management Program. Knowledge of various State and Federal consumer protection laws such as but...
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From Professional Diversity Network
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Date
2019-12-20
Company
Global Employment Solutions
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Location
New York, NY
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About the job:
Primary responsibilities include: • Monitor and ensure compliance with various consumer laws and regulations in accordance with the Bank’s Compliance Management Program. Knowledge of various State and Federal consumer protection laws such as but not limited to: Regulations B (ECOA), C (HMDA), E (EFT), G (SAFE Act), P (Privacy), V (FCRA), X (RESPA), Z (TILA), DD (TIS), Reg D and CC (Availability of funds).• Identify control deficiencies in business-level procedures or policies; issue final reports based on findings• Work with various business units on compliance matters pertaining to consumer...
Location:
New York, NY
Job Type:
Full-Time
Contract
Occupation:
Financial Examiners
Salary:
High Income Jobs ($80K-$99K)
Career Level/Education:
Bachelor's degree
Certifications/Licenses:
N/A
Preferred WorkKeys®
Applied Math
5
Graphic Literacy
4
Workplace Documents
4

Display

Recommended

WorkKeys®

Results

154749 jobs as of 1/19/2020
Sort by Relevance | Date
Jobs 1 To 7 of 7 Page 1 of 1 Page [1]

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