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Principal Risk Analyst, HRR - Any Finra Location

Financial Industry Regulatory Authority, Inc.
Philadelphia, PA
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The High Risk Representative Team (HRR) is a specialized unit within FINRA's ...
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About the job:
National Cause and Financial Crimes Program (NCFC). The Principal Analyst in the High Risk RR Unit independently conducts risk monitoring activities and ongoing risk assessments of FINRA High Risk Registered Representatives. The Principal Analyst demonstrates a highly proficient level of competence in analyzing regulatory intelligence, completing risk assessments, and making appropriate regulatory response recommendations while collaboratively communicating those recommendations to various internal departments. The...
Location:
Philadelphia, PA
Job Type:
Full-Time
Permanent
Occupation:
Financial Examiners
Career Level / Education:
Bachelor's degree
Salary:
High Income Jobs ($80K-$99K)
Certifications / Licenses:
Certified Fraud Examiner
Certified Financial Examiner
Financial Industry Regulatory Authority
Workkeys
Applied Math
5
Graphic Literacy
4
Workplace Documents
4
apply
Detailed Job Information

Principal Investigator, Specialist Team - Any Finra Location

Financial Industry Regulatory Authority, Inc.
Philadelphia, PA
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The Principal Investigator, Specialist Teams, conducts high complexity ...
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About the job:
routine and special investigations of FINRA member firms; investigates potentially suspicious activities of persons associated with FINRA member firms; and provides guidance to Member Supervision staff on their complex assignments. This position proactively surveilles the industry and identifies fraudulent conduct occurring at, by, or through FINRA member firms or registered representatives. This is an expert level, professional position that requires an expanded skillset, limited guidance and minimal supervision, and...
Location:
Philadelphia, PA
Job Type:
Full-Time
Permanent
Occupation:
Financial Examiners
Career Level / Education:
Bachelor's degree
Salary:
High Income Jobs ($80K-$99K)
Certifications / Licenses:
Financial Industry Regulatory Authority
Workkeys
Applied Math
5
Graphic Literacy
4
Workplace Documents
4
apply
Detailed Job Information

Senior Analyst, Surveillance and Market Intelligence

Financial Industry Regulatory Authority, Inc.
Philadelphia, PA
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This Senior Analyst position within the Surveillance and Market Intelligence ...
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About the job:
section of Market Regulation is responsible for conducting routine surveillance reviews to identify unusual market activity for evidence of violations of applicable federal securities, FINRA and/or RSA client rules and regulations and may work on special projects under the direction of more senior staff. Essential Job Functions: - Assists with analyzing trading activity in area of primary responsibility for indications of potential violations. - Drafts summaries of internal updates regarding rules, regulations,...
Location:
Philadelphia, PA
Job Type:
Full-Time
Permanent
Occupation:
Financial Examiners
Career Level / Education:
Bachelor's degree
Salary:
Six Figure Jobs (more than $100K)
Certifications / Licenses:
Financial Industry Regulatory Authority
Workkeys
Applied Math
5
Graphic Literacy
4
Workplace Documents
4
apply
Detailed Job Information

Head of Private Bank and Asset Management Marketing

Pnc
Philadelphia, PA
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Back to search results Previous job Next job JOB DESCRIPTION Position ...
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About the job:
Overview Company Overview: PNC’s Marketing organization is on a journey to redefine what great marketing looks like and to serve as an innovative growth engine for the business. We are building a best-in-class team to drive the growth of the Asset Management Group (AMG) division, inclusive of Private Bank and Institutional and Asset Management businesses. We are seeking a highly motivated and experienced wealth management Marketing professional to join our team and drive marketing strategy and innovation for the AMG...
Location:
Philadelphia, PA
Job Type:
Part-Time
Full-Time
Permanent
Occupation:
Marketing Managers
Career Level / Education:
Bachelor's degree
Salary:
Six Figure Jobs (more than $100K)
Certifications / Licenses:
N/A
Workkeys
Applied Math
7
Graphic Literacy
5
Workplace Documents
5
apply
Detailed Job Information

PORTFOLIO ANALYTICS & STRATEGY ANALYST SENIOR

Pnc
Philadelphia, PA
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Back to search results Previous job Next job JOB DESCRIPTION Position ...
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Overview At PNC, our people are our greatest differentiator and competitive advantage in the markets we serve. We are all united in delivering the best experience for our customers. We work together each day to foster an inclusive workplace culture where all of our employees feel respected, valued and have an opportunity to contribute to the company’s success. As a Portfolio Analytics & Strategy Analyst Senior within PNC's Retail Lending- Decision Management Marketing Analytics organization, you will be based in Pittsburgh...
Location:
Philadelphia, PA
Job Type:
Part-Time
Full-Time
Permanent
Occupation:
Financial and Investment Analysts
Career Level / Education:
Bachelor's degree
Salary:
High Income Jobs ($80K-$99K)
Certifications / Licenses:
N/A
Workkeys
Applied Math
5
Graphic Literacy
4
Workplace Documents
5
apply
Detailed Job Information

Strategy & Planning Mgr Sr

PNC Wealth Management
Philadelphia, PA
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At PNC, our people are our greatest differentiator and competitive advantage ...
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Summary
About the job:
in the markets we serve. We are all united in delivering the best experience for our customers. We work together each day to foster an inclusive workplace culture where all of our employees feel respected, valued and have an opportunity to contribute to the company’s success. As a Strategy & Planning Mgr Sr within PNC's AI and Intelligent Automation Center, you will be based in Philadelphia or New Jersey. The position is primarily based in a PNC location. Responsibilities require time in the office or in the field on...
Location:
Philadelphia, PA
Job Type:
Full-Time
Permanent
Occupation:
Financial Managers
Career Level / Education:
Bachelor's degree
Salary:
Six Figure Jobs (more than $100K)
Certifications / Licenses:
N/A
Workkeys
Applied Math
7
Graphic Literacy
5
Workplace Documents
5
apply
Detailed Job Information

Digital Product Manager Lead Sr.

Pnc
Philadelphia, PA
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Back to search results Previous job Next job JOB DESCRIPTION Position ...
Details
Summary
About the job:
Overview At PNC, our people are our greatest differentiator and competitive advantage in the markets we serve. We are all united in delivering the best experience for our customers. In PNC’s Asset Management Group, we want to inspire new and innovative ideas on how to provide “best in class” service to our customers. As a Digital Product Manager Lead Sr., within the PNC Private Bank Digital team, part of the Asset Management Group’s COO organization, you will be based in Pittsburgh, PA or other locations noted on the...
Location:
Philadelphia, PA
Job Type:
Part-Time
Full-Time
Permanent
Occupation:
Marketing Managers
Career Level / Education:
Bachelor's degree
Salary:
Six Figure Jobs (more than $100K)
Certifications / Licenses:
N/A
Workkeys
Applied Math
7
Graphic Literacy
5
Workplace Documents
5
apply
Detailed Job Information

Examinations- Variable Annuities-Member Supervision - Any Finra Location

Financial Industry Regulatory Authority, Inc.
Philadelphia, PA
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Mission-driven, Mission-delivered. FINRA aims to make an impact. Apply now ...
Details
Summary
About the job:
for an exciting opportunity to join our Firm Examinations Team, focusing on Financial and Operational risks. Grow your career by leveraging your financial industry or legal experience to conduct risk-based examinations of FINRA Member firms. Our Examinations Program is a critical component of FINRA’s regulatory operations and one of the primary means by which we oversee the activities of our member firms. We take a risk-based approach to our oversight, with the goal of detecting, deterring, or addressing activities...
Location:
Philadelphia, PA
Job Type:
Full-Time
Permanent
Occupation:
Financial Examiners
Career Level / Education:
Bachelor's degree
Salary:
Six Figure Jobs (more than $100K)
Certifications / Licenses:
Financial Industry Regulatory Authority
Workkeys
Applied Math
5
Graphic Literacy
4
Workplace Documents
4
apply
Detailed Job Information

Human Resources/Leave & Disability Administrator (Remote)

Ballard Spahr LLP
Philadelphia, PA
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Human Resources / HR | Full Time | 5 - 7 Years Ballard Spahr, a national law ...
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Summary
About the job:
firm with 15 offices across the Country has an opportunity available in our Human Resources Department for an experienced Leave & Disability Administrator. Our Administrator will be responsible for managing HR functions including, but not limited to the Firm’s leave of absence (LOA), disability and workers’ compensation programs; employment verifications and Human Capital Management (HCM) data. Responsibilities include managing leaves of absence for lawyers and business professionals, in compliance with the federal...
Location:
Philadelphia, PA
Job Type:
Full-Time
Permanent
Occupation:
Human Resources Managers
Career Level / Education:
Bachelor's degree
Salary:
High Income Jobs ($80K-$99K)
Certifications / Licenses:
N/A
Workkeys
Applied Math
5
Graphic Literacy
4
Workplace Documents
5
apply
Detailed Job Information

Investment Banking Associate - Real Estate

Stifel
Philadelphia, PA
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Job Details Description SUMMARY At Stifel, Associates are primarily ...
Details
Summary
About the job:
responsible for acting as the keystone of all project teams, serving as a project manager taking guidance from senior bankers and managing and mentoring Analysts. Associates work on small, client-focused teams within the Corporate Finance and M&A disciplines. We offer associates a unique environment which combines a highly entrepreneurial platform focused on emerging growth companies with significant analytical rigor. ESSENTIAL DUTIES & RESPONSIBILITES - Work on multiple projects and transactions at any given time. - Work...
Location:
Philadelphia, PA
Job Type:
Full-Time
Permanent
Occupation:
Financial and Investment Analysts
Career Level / Education:
Bachelor's degree
Salary:
Upper Middle Income Jobs ($50K-$79K)
Certifications / Licenses:
N/A
Workkeys
Applied Math
5
Graphic Literacy
4
Workplace Documents
5
apply
Detailed Job Information
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