live chat

Results

154749 jobs as of 1/19/2020
Sort by Relevance | Date
Jobs 1 To 25 of 54 Page 1 of 3 Page [1]23Next
Job Summary
Date help
Company/Location
WorkKeys® help
AVP, Compliance
Quick view
AVP, Compliance Apply AVP, Compliance - 2000260 Description The AVP, Compliance is primarily responsible for ensuring the company complies with regulatory requirements and internal policy and procedures. S/he undertakes standard reviews and...
Add to Your Backpack | See all jobs from this company
From Santander
Report this job
Date
2020-01-18
Company
Santander
View company profile

Location
New York, NY
View Map
About the job:
AVP, Compliance Apply AVP, Compliance - 2000260 Description The AVP, Compliance is primarily responsible for ensuring the company complies with regulatory requirements and internal policy and procedures. S/he undertakes standard reviews and escalates to senior staff where non-compliances are identified. Responsibilities: - Assists the Head of Compliance Testing/Surveillance in obtaining and analyzing documents provided Collaborates with team to identify areas in scope for Compliance testing Performs targeted monitoring activities as identified in Compliance procedures Assist in the writing of...
Location:
New York, NY
Job Type:
Full-Time
Permanent
Occupation:
Compliance Managers
Salary:
High Income Jobs ($80K-$99K)
Career Level/Education:
High school diploma or equivalent
Certifications/Licenses:
N/A
Preferred WorkKeys®
Applied Math
4
Graphic Literacy
5
Workplace Documents
6

Display

Recommended

WorkKeys®

Sanctions Manager
Quick view
Sanctions Manager : 0000E253 Description Provides OFAC sanctions compliance support to specialized businesses and products within HSBC Bank USA, N.A. (HBUS) and HSBC Group Affiliates. The Compliance Officer is responsible for tracking and reporting...
Add to Your Backpack | See all jobs from this company
From HSBC North America Holdings Inc.
Report this job
Date
2020-01-18
Company
HSBC North America Holdings Inc.
View company profile

Location
New York, NY
View Map
About the job:
Sanctions Manager : 0000E253 Description Provides OFAC sanctions compliance support to specialized businesses and products within HSBC Bank USA, N.A. (HBUS) and HSBC Group Affiliates. The Compliance Officer is responsible for tracking and reporting on new and amended sanctions-related regulations, assessing their impact, and providing direction and counsel directly to the line of business regarding requirements for compliance. The Compliance Officer assists compliance and/or line management, including business, operations and product managers, in implementing changes to products, services,...
Location:
New York, NY
Job Type:
Full-Time
Permanent
Occupation:
Compliance Managers
Salary:
High Income Jobs ($80K-$99K)
Career Level/Education:
High school diploma or equivalent
Certifications/Licenses:
N/A
Preferred WorkKeys®
Applied Math
4
Graphic Literacy
5
Workplace Documents
6

Display

Recommended

WorkKeys®

Executive Manager, Compliance
Quick view
This role leads a global team of Compliance professionals responsible for developing tools and processes that will transform the way the firm’s law library is utilized and significantly increase the effectiveness of our regulatory change management...
Add to Your Backpack | See all jobs from this company
From The Bank of New York Mellon Corporation
Report this job
Date
2020-01-17
Company
The Bank of New York Mellon Corporation
View company profile

Location
New York, NY
View Map
About the job:
This role leads a global team of Compliance professionals responsible for developing tools and processes that will transform the way the firm’s law library is utilized and significantly increase the effectiveness of our regulatory change management efforts, Compliance risk assessment program and second line of defense testing. Additionally, the new platform will provide the businesses and support functions with a central repository for the laws, regulations and interpretive guidance that govern their activities and the means of evidencing their risk-mitigating controls. This is a global...
Location:
New York, NY
Job Type:
Full-Time
Permanent
Occupation:
Compliance Managers
Salary:
High Income Jobs ($80K-$99K)
Career Level/Education:
High school diploma or equivalent
Certifications/Licenses:
N/A
Preferred WorkKeys®
Applied Math
4
Graphic Literacy
5
Workplace Documents
6

Display

Recommended

WorkKeys®

Compliance Manager
Quick view
Job Description Important Note During the application process, ensure your contact information (email and phone number) is up to date and upload your current resume prior to submitting your application for consideration. To participate in some...
Add to Your Backpack | See all jobs from this company
From WELLS FARGO & COMPANY
Report this job
Date
2020-01-17
Company
WELLS FARGO & COMPANY
View company profile

Location
New York, NY
View Map
About the job:
Job Description Important Note During the application process, ensure your contact information (email and phone number) is up to date and upload your current resume prior to submitting your application for consideration. To participate in some selection activities you will need to respond to an invitation. The invitation can be sent by both email and text message. In order to receive text message invitations, your profile must include a mobile phone number designated as â€Personal Cell†or â€Cellular†in the contact information of your application. At Wells Fargo, we want to satisfy our...
Location:
New York, NY
Job Type:
Full-Time
Permanent
Occupation:
Compliance Managers
Salary:
High Income Jobs ($80K-$99K)
Career Level/Education:
High school diploma or equivalent
Certifications/Licenses:
Federal legislation
Preferred WorkKeys®
Applied Math
4
Graphic Literacy
5
Workplace Documents
6

Display

Recommended

WorkKeys®

Compliance Officer - Wholesale Banking Regulatory Compliance
Quick view
Job Description Important Note: During the application process, ensure your contact information (email and phone number) is up to date and upload your current resume when submitting your application for consideration. To participate in some...
Add to Your Backpack | See all jobs from this company
From WELLS FARGO & COMPANY
Report this job
Date
2020-01-16
Company
WELLS FARGO & COMPANY
View company profile

Location
New York, NY
View Map
About the job:
Job Description Important Note: During the application process, ensure your contact information (email and phone number) is up to date and upload your current resume when submitting your application for consideration. To participate in some selection activities you will need to respond to an invitation. The invitation will be sent via email. At Wells Fargo, we want to satisfy our customers’ financial needs and help them succeed financially. We’re looking for talented people who will put our customers at the center of everything we do. Join our diverse and inclusive team where you’ll feel...
Location:
New York, NY
Job Type:
Full-Time
Permanent
Occupation:
Compliance Managers
Salary:
High Income Jobs ($80K-$99K)
Career Level/Education:
High school diploma or equivalent
Certifications/Licenses:
Certified Refrigeration Compliance Manager
Federal legislation
Preferred WorkKeys®
Applied Math
4
Graphic Literacy
5
Workplace Documents
6

Display

Recommended

WorkKeys®

DIRECTOR of SWAPS COMPLIANCE-GLOBAL MARKETS
Quick view
US Derivatives Compliance Lead for BBVA SA, New York Branch, BBVA Compass and other BBVA US Entities. Lead for NFA and Derivatives Regulatory Reviews Responsibilities NFA and Derivatives Regulatory Reviews Support Domestic and International Global...
Add to Your Backpack | See all jobs from this company
From Compass Bank
Report this job
Date
2020-01-15
Company
Compass Bank
View company profile

Location
New York, NY
View Map
About the job:
US Derivatives Compliance Lead for BBVA SA, New York Branch, BBVA Compass and other BBVA US Entities. Lead for NFA and Derivatives Regulatory Reviews Responsibilities NFA and Derivatives Regulatory Reviews Support Domestic and International Global Markets Businesses Ensuring general derivatives compliance for rates and foreign exchange transactions for BBVA SA, New York Branch, BBVA Compass and other U.S. Entities. Education/Experience A Bachelor''s Degree in Business, Economics or a related field is required with a minimum of twelve (12) years of corporate banking or compliance experience....
Location:
New York, NY
Job Type:
Full-Time
Permanent
Occupation:
Compliance Managers
Salary:
High Income Jobs ($80K-$99K)
Career Level/Education:
High school diploma or equivalent
Certifications/Licenses:
N/A
Preferred WorkKeys®
Applied Math
4
Graphic Literacy
5
Workplace Documents
6

Display

Recommended

WorkKeys®

Compliance, Federation Compliance, Americas Non-Financial Regulatory Reporting, Vice President
Quick view
GLOBAL COMPLIANCE Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide...
Add to Your Backpack | See all jobs from this company
From Goldman Sachs Group, Inc.
Report this job
Date
2020-01-14
Company
Goldman Sachs Group, Inc.
View company profile

Location
New York, NY
View Map
About the job:
GLOBAL COMPLIANCE Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance risk management program. As an independent control function and part of the firm's second line of defense, Compliance assesses the firm's compliance, regulatory and reputational risk; monitors for compliance with new or amended laws, rules and regulations; designs and implements controls, policies, procedures and training; conducts...
Location:
New York, NY
Job Type:
Full-Time
Permanent
Occupation:
Compliance Managers
Salary:
High Income Jobs ($80K-$99K)
Career Level/Education:
High school diploma or equivalent
Certifications/Licenses:
Financial Industry Regulatory Authority
Preferred WorkKeys®
Applied Math
4
Graphic Literacy
5
Workplace Documents
6

Display

Recommended

WorkKeys®

Vice President - Global Financial Crimes Compliance Systems Testing (US)
Quick view
Vice President - Global Financial Crimes Compliance Systems Testing (US) - 10031738-WD Description Do you want your voice heard and your actions to count? Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), the 5th largest...
Add to Your Backpack | See all jobs from this company
From MUFG Americas
Report this job
Date
2020-01-13
Company
MUFG Americas
View company profile

Location
New York, NY
View Map
About the job:
Vice President - Global Financial Crimes Compliance Systems Testing (US) - 10031738-WD Description Do you want your voice heard and your actions to count? Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), the 5th largest financial group in the world (as ranked by S&P Global, April 2018). In the Americas, we’re 13,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, developing positive relationships built on integrity and respect. It’s part of our culture to put people first, listen to new and diverse...
Location:
New York, NY
Job Type:
Full-Time
Permanent
Occupation:
Compliance Managers
Salary:
High Income Jobs ($80K-$99K)
Career Level/Education:
High school diploma or equivalent
Certifications/Licenses:
N/A
Preferred WorkKeys®
Applied Math
4
Graphic Literacy
5
Workplace Documents
6

Display

Recommended

WorkKeys®

SVP Fraud & Compliance
Quick view
Overview The Madison Square Garden Company (MSG) is a world leader in live sports and entertainment experiences. The company presents or hosts a broad array of premier events in its diverse collection of iconic venues: New York’s Madison Square...
Add to Your Backpack | See all jobs from this company
From MSG Entertainment
Report this job
Date
2020-01-12
Company
MSG Entertainment
View company profile

Location
New York, NY
View Map
About the job:
Overview The Madison Square Garden Company (MSG) is a world leader in live sports and entertainment experiences. The company presents or hosts a broad array of premier events in its diverse collection of iconic venues: New York’s Madison Square Garden, Hulu Theater at Madison Square Garden, Radio City Music Hall and Beacon Theatre; the Forum in Inglewood, CA; and The Chicago Theatre. Other MSG properties include legendary sports franchises: the New York Knicks (NBA) and the New York Rangers (NHL); two development league teams – the Westchester Knicks (NBAGL) and the Hartford Wolf Pack (AHL);...
Location:
New York, NY
Job Type:
Full-Time
Permanent
Occupation:
Compliance Managers
Salary:
High Income Jobs ($80K-$99K)
Career Level/Education:
High school diploma or equivalent
Certifications/Licenses:
Certified Internal Auditor
Federal legislation
Preferred WorkKeys®
Applied Math
4
Graphic Literacy
5
Workplace Documents
6

Display

Recommended

WorkKeys®

Compliance Officer - Regulatory
Quick view
Popular Bank Location: New York, NY, US, 10004 Join the Popular Team! Founded in 1893, Popular Inc. has been built upon strong institutional values while providing broad financial services within the United States, Puerto Rico, and the Caribbean....
Add to Your Backpack | See all jobs from this company
From Banco Popular North America
Report this job
Date
2020-01-12
Company
Banco Popular North America
View company profile

Location
New York, NY
View Map
About the job:
Popular Bank Location: New York, NY, US, 10004 Join the Popular Team! Founded in 1893, Popular Inc. has been built upon strong institutional values while providing broad financial services within the United States, Puerto Rico, and the Caribbean. We strive to create an extraordinary legacy with a passion for customer service, tremendous dedication to our employees, and strong partnerships in the communities where we reside. Come explore Popular - Our bottom line is you. US B Regulatory Compliance We are looking for a Compliance Officer to join our Compliance Team in New York, NY. The right...
Location:
New York, NY
Job Type:
Full-Time
Permanent
Occupation:
Compliance Managers
Salary:
High Income Jobs ($80K-$99K)
Career Level/Education:
High school diploma or equivalent
Certifications/Licenses:
Certified Refrigeration Compliance Manager
Preferred WorkKeys®
Applied Math
4
Graphic Literacy
5
Workplace Documents
6

Display

Recommended

WorkKeys®

Regional Head of Regulatory Governance & Enforcement/ MI & Reporting - Director
Quick view
Regional Head of Regulatory Governance & Enforcement/ MI & Reporting - Director Job ID: R0031175 Full/Part-Time: Full-time Regular/Temporary: Regular Listed: 2020-01-10 Location: New York Position Overview Job Regional Head of Regulatory Governance...
Add to Your Backpack | See all jobs from this company
From Deutsche Bank
Report this job
Date
2020-01-10
Company
Deutsche Bank
View company profile

Location
New York, NY
View Map
About the job:
Regional Head of Regulatory Governance & Enforcement/ MI & Reporting - Director Job ID: R0031175 Full/Part-Time: Full-time Regular/Temporary: Regular Listed: 2020-01-10 Location: New York Position Overview Job Regional Head of Regulatory Governance & Enforcement / MI & Reporting Corporate Director Location: New York, NY Overview As the Regional Head, you will be responsible for the AFC Regulatory Governance & Enforcement (RG&E) team?s mandate to ensure that relevant law, regulation and rules are identified, interpreted and understood by AFC, so that AFC may then ensure that these are...
Location:
New York, NY
Job Type:
Part-Time
Full-Time
Permanent
Temporary
Occupation:
Compliance Managers
Salary:
High Income Jobs ($80K-$99K)
Career Level/Education:
High school diploma or equivalent
Certifications/Licenses:
N/A
Preferred WorkKeys®
Applied Math
4
Graphic Literacy
5
Workplace Documents
6

Display

Recommended

WorkKeys®

Business Risk & Control Officer - Market/Model/Strategic Enterprise Risk Management Regulatory Risk Coordinator
Quick view
Important Note: During the application process, ensure your contact information (email and phone number) is up to date and upload your current resume when submitting your application for consideration. To participate in some selection activities...
Add to Your Backpack | See all jobs from this company
From WELLS FARGO & COMPANY
Report this job
Date
2020-01-10
Company
WELLS FARGO & COMPANY
View company profile

Location
New York, NY
View Map
About the job:
Important Note: During the application process, ensure your contact information (email and phone number) is up to date and upload your current resume when submitting your application for consideration. To participate in some selection activities you will need to respond to an invitation. The invitation can be sent by both email and text message. In order to receive text message invitations, your profile must include a mobile phone number designated as "Personal Cell" or "Cellular" in the contact information of your application. At Wells Fargo, we want to satisfy our customers' financial needs...
Location:
New York, NY
Job Type:
Full-Time
Permanent
Occupation:
Compliance Managers
Salary:
High Income Jobs ($80K-$99K)
Career Level/Education:
High school diploma or equivalent
Certifications/Licenses:
Federal legislation
Preferred WorkKeys®
Applied Math
4
Graphic Literacy
5
Workplace Documents
6

Display

Recommended

WorkKeys®

Chief Risk Officer, NA
Quick view
Job Title Chief Risk Officer, NA Job Description Our Organization: Rabo Diversified Services LLC ("RDS") is part of Rabobank, a global financial services leader providing wholesale, rural and retail banking services in more than 40 countries...
Add to Your Backpack | See all jobs from this company
From Rabobank, N.a.
Report this job
Date
2020-01-09
Company
Rabobank, N.a.
View company profile

Location
New York, NY
View Map
About the job:
Job Title Chief Risk Officer, NA Job Description Our Organization: Rabo Diversified Services LLC ("RDS") is part of Rabobank, a global financial services leader providing wholesale, rural and retail banking services in more than 40 countries worldwide. Founded by Dutch farmers over a century ago, Rabobank remains true to our core mission: to create value for our customers, our employees, and the local communities where we do business. Rabobank today is one of the world’s largest banks with over $650 billion in assets. In North America, Rabobank is a premier financial institution providing...
Location:
New York, NY
Job Type:
Full-Time
Permanent
Occupation:
Compliance Managers
Salary:
High Income Jobs ($80K-$99K)
Career Level/Education:
High school diploma or equivalent
Certifications/Licenses:
N/A
Preferred WorkKeys®
Applied Math
4
Graphic Literacy
5
Workplace Documents
6

Display

Recommended

WorkKeys®

Vice President - {AF4071991}
Quick view
Vice President - {AF4071991} Job ID: R0044915 Listed: 2020-01-09 Regular/Temporary: Regular Location: New York Position Overview DB USA Core Corporation seeks a Vice President, in New York, NY to ensure team initiatives adhered to regulatory...
Add to Your Backpack | See all jobs from this company
From Deutsche Bank
Report this job
Date
2020-01-09
Company
Deutsche Bank
View company profile

Location
New York, NY
View Map
About the job:
Vice President - {AF4071991} Job ID: R0044915 Listed: 2020-01-09 Regular/Temporary: Regular Location: New York Position Overview DB USA Core Corporation seeks a Vice President, in New York, NY to ensure team initiatives adhered to regulatory compliance standards. Requires a Bachelor?s degree in Computer Science, or related field or equivalent and five (5) years of progressively responsible experience developing AML models to identify and handle current and future high-risk AML activities. Must include five (5) years of progressively responsible experience developing, implementing,...
Location:
New York, NY
Job Type:
Full-Time
Permanent
Temporary
Occupation:
Compliance Managers
Salary:
High Income Jobs ($80K-$99K)
Career Level/Education:
High school diploma or equivalent
Certifications/Licenses:
N/A
Preferred WorkKeys®
Applied Math
4
Graphic Literacy
5
Workplace Documents
6

Display

Recommended

WorkKeys®

NAM Head of Markets and Securities Compliance
Quick view
Serves as the Product Compliance lead for the Markets and Securities Services businesses in the NAM region, responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or...
Add to Your Backpack | See all jobs from this company
From Citigroup Inc.
Report this job
Date
2020-01-08
Company
Citigroup Inc.
View company profile

Location
New York, NY
View Map
About the job:
Serves as the Product Compliance lead for the Markets and Securities Services businesses in the NAM region, responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management framework that maintains risk levels within the firm's risk appetite and protect the franchise. In addition, engages with other Independent Compliance Risk Management (ICRM) product and function coverage teams, in order to partner to develop and apply CRM program solutions that meet business and...
Location:
New York, NY
Job Type:
Full-Time
Permanent
Occupation:
Compliance Managers
Salary:
High Income Jobs ($80K-$99K)
Career Level/Education:
High school diploma or equivalent
Certifications/Licenses:
Institute of Certified Records Managers
Financial Industry Regulatory Authority
FINRA Series 7
Preferred WorkKeys®
Applied Math
4
Graphic Literacy
5
Workplace Documents
6

Display

Recommended

WorkKeys®

Corporate Bank Business Line Compliance - Vice President
Quick view
Corporate Bank Business Line Compliance - Vice President Job ID: R0032522 Full/Part-Time: Full-time Regular/Temporary: Regular Listed: 2020-01-08 Location: New York Position Overview Job Corporate Bank Business Line Compliance Corporate Vice...
Add to Your Backpack | See all jobs from this company
From Deutsche Bank
Report this job
Date
2020-01-08
Company
Deutsche Bank
View company profile

Location
New York, NY
View Map
About the job:
Corporate Bank Business Line Compliance - Vice President Job ID: R0032522 Full/Part-Time: Full-time Regular/Temporary: Regular Listed: 2020-01-08 Location: New York Position Overview Job Corporate Bank Business Line Compliance Corporate Vice President Location: New York Overview The professional will work in Compliance oversight of Deutsche Bank?s Corporate Bank Division (CB) specifically focusing on the Coverage Team.? The Coverage team includes units that were previously known as (Financial Services Group; Corporate Banking Coverage; and Global Subsidiaries Coverage). Corporate Coverage is...
Location:
New York, NY
Job Type:
Part-Time
Full-Time
Permanent
Temporary
Occupation:
Compliance Managers
Salary:
Upper Middle Income Jobs ($50K-$79K)
Career Level/Education:
High school diploma or equivalent
Certifications/Licenses:
N/A
Preferred WorkKeys®
Applied Math
4
Graphic Literacy
5
Workplace Documents
6

Display

Recommended

WorkKeys®

Senior Manager- Compliance Testing
Quick view
NYC 299 Park Avenue (22957), United States of America, New York, New York At Capital One, we’re building a leading information-based technology company. Still founder-led by Chairman and Chief Executive Officer Richard Fairbank, Capital One is on a...
Add to Your Backpack | See all jobs from this company
From Capital One Financial Corp.
Report this job
Date
2020-01-06
Company
Capital One Financial Corp.
View company profile

Location
New York, NY
View Map
About the job:
NYC 299 Park Avenue (22957), United States of America, New York, New York At Capital One, we’re building a leading information-based technology company. Still founder-led by Chairman and Chief Executive Officer Richard Fairbank, Capital One is on a mission to help our customers succeed by bringing ingenuity, simplicity, and humanity to banking. We measure our efforts by the success our customers enjoy and the advocacy they exhibit. We are succeeding because they are succeeding. Guided by our shared values, we thrive in an environment where collaboration and openness are valued. We believe...
Location:
New York, NY
Job Type:
Full-Time
Permanent
Occupation:
Compliance Managers
Salary:
High Income Jobs ($80K-$99K)
Career Level/Education:
High school diploma or equivalent
Certifications/Licenses:
Certified Refrigeration Compliance Manager
Certified Anti-Money Laundering Specialist (CAMS)
LPIC-3 304: Virtualization and High Availability
Preferred WorkKeys®
Applied Math
4
Graphic Literacy
5
Workplace Documents
6

Display

Recommended

WorkKeys®

Director, Governance & Controls F.O. Supervision & Oversight
Quick view
Director, Governance & Controls F.O. Supervision & Oversight Requisition ID: 78982 Join the Global Community of Scotiabankers to help customers become better off. This role manages and contributes to the overall governance success of the Front...
Add to Your Backpack | See all jobs from this company
From Dynamic Funds
Report this job
Date
2020-01-06
Company
Dynamic Funds
View company profile

Location
New York, NY
View Map
About the job:
Director, Governance & Controls F.O. Supervision & Oversight Requisition ID: 78982 Join the Global Community of Scotiabankers to help customers become better off. This role manages and contributes to the overall governance success of the Front Office RIsk function in the United States, ensuring specific individual goals, plans initiatives are executed / devliered in support of the team's business strategies and objectives. Thie role establishes and maintains the trade supervision framework and the design of controls and acts as a central point of contact fo requests from other parties (e.g.,...
Location:
New York, NY
Job Type:
Full-Time
Permanent
Occupation:
Compliance Managers
Salary:
High Income Jobs ($80K-$99K)
Career Level/Education:
High school diploma or equivalent
Certifications/Licenses:
Financial Industry Regulatory Authority
Preferred WorkKeys®
Applied Math
4
Graphic Literacy
5
Workplace Documents
6

Display

Recommended

WorkKeys®

Electronic Trading Business Line Compliance - Vice President
Quick view
Electronic Trading Business Line Compliance - Vice President Job ID: R0028209 Full/Part-Time: Full-time Regular/Temporary: Regular Listed: 2020-01-06 Location: New York Position Overview Job Electronic Trading Business Line Compliance Corporate...
Add to Your Backpack | See all jobs from this company
From Deutsche Bank
Report this job
Date
2020-01-06
Company
Deutsche Bank
View company profile

Location
New York, NY
View Map
About the job:
Electronic Trading Business Line Compliance - Vice President Job ID: R0028209 Full/Part-Time: Full-time Regular/Temporary: Regular Listed: 2020-01-06 Location: New York Position Overview Job Electronic Trading Business Line Compliance Corporate Vice President Location: New York Overview You should have a strong working knowledge of US equity markets and rules and regulations relating to electronic trading including, but not limited to, the Market Access Rule, Trade Reporting rules, Reg ATS, Reg NMS, Reg SHO, and Reg SCI.?Responsibilities will involve all aspects of compliance support,...
Location:
New York, NY
Job Type:
Part-Time
Full-Time
Permanent
Temporary
Occupation:
Compliance Managers
Salary:
High Income Jobs ($80K-$99K)
Career Level/Education:
High school diploma or equivalent
Certifications/Licenses:
N/A
Preferred WorkKeys®
Applied Math
4
Graphic Literacy
5
Workplace Documents
6

Display

Recommended

WorkKeys®

Global Anti-Money Laundering Standards, Vice President
Quick view
Global Anti-Money Laundering Standards, Vice President - 10032177-WD Description Do you want your voice heard and your actions to count? Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), the 5th largest financial group in the...
Add to Your Backpack | See all jobs from this company
From MUFG Americas
Report this job
Date
2020-01-05
Company
MUFG Americas
View company profile

Location
New York, NY
View Map
About the job:
Global Anti-Money Laundering Standards, Vice President - 10032177-WD Description Do you want your voice heard and your actions to count? Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), the 5th largest financial group in the world (as ranked by S&P Global, April 2018). In the Americas, we’re 13,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, developing positive relationships built on integrity and respect. It’s part of our culture to put people first, listen to new and diverse ideas and...
Location:
New York, NY
Job Type:
Full-Time
Permanent
Occupation:
Compliance Managers
Salary:
High Income Jobs ($80K-$99K)
Career Level/Education:
High school diploma or equivalent
Certifications/Licenses:
N/A
Preferred WorkKeys®
Applied Math
4
Graphic Literacy
5
Workplace Documents
6

Display

Recommended

WorkKeys®

Compl Prod Sr Officer I - Traded / Complex Products
Quick view
Serves as a retail investments/wealth management senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) focused on traded and complex products, responsible for establishing internal strategies,...
Add to Your Backpack | See all jobs from this company
From Citigroup Inc.
Report this job
Date
2020-01-04
Company
Citigroup Inc.
View company profile

Location
New York, NY
View Map
About the job:
Serves as a retail investments/wealth management senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) focused on traded and complex products, responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management framework that maintains risk levels within the firm's risk appetite and protect the franchise. In addition, engages with the retail investments/wealth management ICRM product and function coverage teams, in order to...
Location:
New York, NY
Job Type:
Full-Time
Permanent
Occupation:
Compliance Managers
Salary:
Upper Middle Income Jobs ($50K-$79K)
Career Level/Education:
High school diploma or equivalent
Certifications/Licenses:
Institute of Certified Records Managers
Preferred WorkKeys®
Applied Math
4
Graphic Literacy
5
Workplace Documents
6

Display

Recommended

WorkKeys®

Vice President, Chief Privacy Officer
Quick view
Position Summary: We are seeking a highly motivated attorney to join the Sirius XM and Pandora legal departments to work on cutting edge privacy issues. This position will be based in New York City and will provide legal subject matter expertise on...
Add to Your Backpack | See all jobs from this company
From Sirius XM Radio Inc.
Report this job
Date
2020-01-03
Company
Sirius XM Radio Inc.
View company profile

Location
New York, NY
View Map
About the job:
Position Summary: We are seeking a highly motivated attorney to join the Sirius XM and Pandora legal departments to work on cutting edge privacy issues. This position will be based in New York City and will provide legal subject matter expertise on a wide range of privacy law matters. This role requires 10+ years of direct experience with a focus on complex privacy and consumer law matters. This is an executive level role tasked with the responsibility of ensuring the protection and proper usage of all consumer and employee data. Duties and Responsibilities: This attorney will be the primary...
Location:
New York, NY
Job Type:
Full-Time
Permanent
Occupation:
Compliance Managers
Salary:
High Income Jobs ($80K-$99K)
Career Level/Education:
High school diploma or equivalent
Certifications/Licenses:
N/A
Preferred WorkKeys®
Applied Math
4
Graphic Literacy
5
Workplace Documents
6

Display

Recommended

WorkKeys®

Counsel - Compliance
Quick view
What you’ll be doing... Verizon is looking for an experienced and talented lawyer to support compliance and governance initiatives for its Consumer Markets Group. The right candidate must be a skilled and seasoned lawyer with excellent judgment and...
Add to Your Backpack | See all jobs from this company
From Verizon Communications Inc.
Report this job
Date
2020-01-03
Company
Verizon Communications Inc.
View company profile

Location
New York, NY
View Map
About the job:
What you’ll be doing... Verizon is looking for an experienced and talented lawyer to support compliance and governance initiatives for its Consumer Markets Group. The right candidate must be a skilled and seasoned lawyer with excellent judgment and people skills who is interested in taking on a wide variety of projects and working at a fast pace, both independently and as a collegial team member. Responsibilities: Identify opportunities for compliance-related policies for the Consumer Markets group. Draft policies and procedures to ensure consistent and sound practices, and ensure existing...
Location:
New York, NY
Job Type:
Full-Time
Permanent
Occupation:
Compliance Managers
Salary:
High Income Jobs ($80K-$99K)
Career Level/Education:
High school diploma or equivalent
Certifications/Licenses:
N/A
Preferred WorkKeys®
Applied Math
4
Graphic Literacy
5
Workplace Documents
6

Display

Recommended

WorkKeys®

Employee Compliance - Global Anti-Corruption Compliance Vice President
Quick view
The Team: JPMorgan Chase & Co. (JPMC) seeks a Compliance Vice President to support its Global Anti-Corruption Compliance team in the United States. The Global Anti-Corruption Compliance (GACC) team manages the firm's global Anti-Corruption Program...
Add to Your Backpack | See all jobs from this company
From JPMorgan Chase & Co.
Report this job
Date
2020-01-01
Company
JPMorgan Chase & Co.
View company profile

Location
New York, NY
View Map
About the job:
The Team: JPMorgan Chase & Co. (JPMC) seeks a Compliance Vice President to support its Global Anti-Corruption Compliance team in the United States. The Global Anti-Corruption Compliance (GACC) team manages the firm's global Anti-Corruption Program (the Program) which is designed to manage and mitigate corruption risk and to assist the firm and its employees in complying with anti-bribery and anti-corruption laws. GACC is part of the firm's Global Employee Compliance organization which provides compliance coverage in relation to key employee-related regulatory and compliance risks such...
Location:
New York, NY
Job Type:
Full-Time
Permanent
Occupation:
Compliance Managers
Salary:
High Income Jobs ($80K-$99K)
Career Level/Education:
High school diploma or equivalent
Certifications/Licenses:
N/A
Preferred WorkKeys®
Applied Math
4
Graphic Literacy
5
Workplace Documents
6

Display

Recommended

WorkKeys®

Compliance, Regulatory Practice Group, Future, Swaps, Commodities, Vice President
Quick view
GLOBAL COMPLIANCE Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide...
Add to Your Backpack | See all jobs from this company
From Goldman Sachs Group, Inc.
Report this job
Date
2020-01-01
Company
Goldman Sachs Group, Inc.
View company profile

Location
New York, NY
View Map
About the job:
GLOBAL COMPLIANCE Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance risk management program. As an independent control function and part of the firm's second line of defense, Compliance assesses the firm's compliance, regulatory and reputational risk; monitors for compliance with new or amended laws, rules and regulations; designs and implements controls, policies, procedures and training; conducts...
Location:
New York, NY
Job Type:
Full-Time
Permanent
Occupation:
Compliance Managers
Salary:
High Income Jobs ($80K-$99K)
Career Level/Education:
High school diploma or equivalent
Certifications/Licenses:
Financial Industry Regulatory Authority
Preferred WorkKeys®
Applied Math
4
Graphic Literacy
5
Workplace Documents
6

Display

Recommended

WorkKeys®

Results

154749 jobs as of 1/19/2020
Sort by Relevance | Date
Jobs 1 To 25 of 54 Page 1 of 3 Page [1]23Next

Insights

Career Exploration
To find helpful occupation information, career videos, training providers, jobs and a whole lot more, Click here to explore a career.
Read more...

Refine

Other Opportunities
Location
Job Type
Salary
Industry
Occupation
Career/Education Level
x close
Loading Map, please wait...
Position is accurate to the ZIP Code or city location only.
Loading Map, please wait...