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Chief Compliance Officer, AML
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Almost there. Subscribe to see the details of this job and get our weekly email with top in-house jobs straight to your inbox. Easy unsubscribe at any time. Enter your email here... Subscribe Carta is looking for an experienced Anti-Money...
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From GoInHouse
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Date
2020-03-30
Company
CARTA
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Location
Palo Alto, CA
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About the job:
Almost there. Subscribe to see the details of this job and get our weekly email with top in-house jobs straight to your inbox. Easy unsubscribe at any time. Enter your email here... Subscribe Carta is looking for an experienced Anti-Money Laundering (AML) professional to serve as the company’s Chief AML Officer. In this role you will oversee a coordinated company-wide AML compliance program covering a diverse client base which includes public companies, private companies, individuals, venture capital funds and LLCs across the company’s various divisions which include an SEC-registered...
Location:
Palo Alto, CA
Job Type:
Full-Time
Permanent
Occupation:
Financial Examiners
Salary:
High Income Jobs ($80K-$99K)
Career Level/Education:
Bachelor's degree
Certifications/Licenses:
Financial Industry Regulatory Authority
Certified Anti-Money Laundering Specialist (CAMS)
Certified Anti-Money Laundering Specialist
Preferred WorkKeys®
Applied Math
5
Graphic Literacy
4
Workplace Documents
4

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Lead Compliance Officer, Transfer Agent
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" Carta is looking for an experienced transfer agent compliance professional to serve as the company's Lead Transfer Agent Compliance Officer. Carta's Transfer Agent primarily manages unregistered securities for its private company customers. In...
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From CARTA
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Date
2020-03-30
Company
CARTA
View company profile

Location
Palo Alto, CA
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About the job:
" Carta is looking for an experienced transfer agent compliance professional to serve as the company's Lead Transfer Agent Compliance Officer. Carta's Transfer Agent primarily manages unregistered securities for its private company customers. In this role you will focus on assessing current transfer agent compliance policies, processes, and technologies, and identifying, developing and implementing any necessary enhancements. You will be responsible for ensuring that Carta maintains a state-of-art transfer agent compliance program that fulfills all regulatory requirements, in turn ensuring...
Location:
Palo Alto, CA
Job Type:
Full-Time
Permanent
Occupation:
Compliance Officers
Salary:
High Income Jobs ($80K-$99K)
Career Level/Education:
Bachelor's degree
Certifications/Licenses:
N/A
Preferred WorkKeys®
Applied Math
3
Graphic Literacy
4
Workplace Documents
4

Display

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Results

145975 jobs as of 3/29/2020
Sort by Relevance | Date
Jobs 1 To 2 of 2 Page 1 of 1 Page [1]

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